- Bank of America (Charlotte, NC)
- Audit Manager - Transaction Monitoring New York, New York;East Hartford, Connecticut; Charlotte, North Carolina; Plano, Texas; Dallas, Texas; Boston, ... specialty areas. + Subject matter expertise in US financial crime regulations. + Perform audit reviews related to transaction monitoring systems and other… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - BSA/AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... on core BSA/AML compliance program requirements including customer due diligence, transaction monitoring , investigations, risk assessment, etc. + Assesses issues… more
- Cherry Bekaert (Charlotte, NC)
- …yours, we'd like to hear from you. Let's grow your career as an Audit Manager , Professional Practices, supporting our full assurance practice. **What your day ... looks like:** + Research and facilitate resolutions on complex audit and accounting issues. + Create templates and resources to support the firm's audit … more
- Bank of America (Charlotte, NC)
- …diligence. This is managed through 4 Functional teams: AML Screening, Periodic Transaction Monitoring , Enhanced Client Diligence and Sanctions Monitoring . ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job...number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance related… more
- TD Bank (Charlotte, NC)
- …more specific details for this role. **Job Description:** The Controls Groups Manager is responsible for leading teams with accountability for developing and ... US Resolution and Recovery Planning. This role develops the monitoring and testing plan and related strategies for testing...and resources + Acts as the liaison between internal audit , loan review and the business line to ensure… more
- Truist (Charlotte, NC)
- …and underwriting process by analyzing and summarizing client and transaction information, populating applicable loan origination system(s) and submitting finalized ... requirements and financial covenants as required by legal documentation by monitoring and clearing all ticklers for Wholesale Credit Delivery clients, providing… more
- Truist (Charlotte, NC)
- …this process, the Financial Intelligence Unit (FIU) develops and implements automated transaction monitoring rules, reports and other processes designed to ... analytics. + Utilize a wide variety of research and transaction monitoring tools. + Provide information for...projects as identified by the Group Lead or Group Manager . QUALIFICATIONS Required Qualifications: The requirements listed below are… more
- Bank of America (Charlotte, NC)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... Coverage plan to include, at a minimum, examinations, transaction reviews, risk assessments and issue management. Serve as subject matter expert for and/or lead… more
- Wells Fargo (Charlotte, NC)
- …in the US **About this role:** Wells Fargo is seeking a Branch Operations Associate Manager (LO) for our National Branch Network as part of the Consumer, Small & ... Leverage interpretation of applicable regulations, policy and procedure requirements, and audit and escalation procedures + Support customers and employees in… more
- JPMorgan Chase (Charlotte, NC)
- …fast-paced environment enthusiast. You have found the right team! As a Transactions Manager in the Receivables Operations. You will be managing a team processing ... goals based on productivity targets, budget, and resources. Responsible for monitoring team's output and managing assigned personnel to ensure all throughput… more
- Wells Fargo (Charlotte, NC)
- …Associate to support Transactional Risk and Intelligence Group (TRIG) in performing transaction -based reviews of customers with elevated and complex risk profiles to ... better understanding of benign activity versus further assessment needed + With manager support, conducts transactional reviews of customer base at the product,… more
- TD Bank (Charlotte, NC)
- …review of behavioral and other assumptions used in risk measurement, and monitoring market risk limits calibrated to TDGUS/CUSO Risk Appetite + Designs and ... Risk reporting including strategy, appetite and results + Non-Trading Market risk monitoring + Talent management/people development for the US NTMR Team **Education… more
- Bank of America (Charlotte, NC)
- …execution of risk framework activities including, but not limited to, independent monitoring and testing of controls and risk management processes for the LOB. ... procedures and guidelines on risk limits by type of product and/or transaction , and in establishing management and administrative procedures to ensure adherence to… more