- USAA (Charlotte, NC)
- …are looking for a Senior Business Risk and Controls Advisor for the Bank Quality Control Program Team which executes governance activities for Bank ... risk framework and ongoing supervision of business controls including risk and control self-assessments, identification and evaluation of control… more
- USAA (Charlotte, NC)
- …be a part of what makes us so special! **The Opportunity** As a dedicated ** Business Risk and Controls Advisor Senior,** you will focus on risk and ... based technologies. This role is within the Shared Services Business Risk and Controls Team... risk control self-assessments, procedure governance, control design, new product controls , CoSA Third… more
- Truist (Charlotte, NC)
- …are appropriately managed. Oversee effective operationalization of a Risk Control Self-Assessment Program, Key Indicator and other Business Environment and ... support to front line for control implementation, risk mitigation and effective design of controls ....design of controls . Responsible for providing expert risk management direction and oversight to applicable business… more
- Truist (Charlotte, NC)
- …Engage with Business Unit leadership in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... requirements (eg, Issue Management, RCSA, KRIs, etc.) within the Business Unit and GCO. Provide strategic insight, risk...and/or Technology Operations and Development and management of the risk and control environments required to manage… more
- Truist (Charlotte, NC)
- …description:** Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... areas within the Business Unit across all risk types to strengthen control environment (...control environment. 8. Manage, update, monitor and track controls , including those aligned to SOX and regulatory requirements.… more
- Truist (Charlotte, NC)
- …description:** Engage with Business Unit in its management of risks and controls as well as its execution of risk program requirements. Execute, facilitate ... areas within the Business Unit across all risk types to promote and strengthen control ...control environment. + Manage, update, monitor and track controls , including those aligned to SOX and regulatory requirements.… more
- Truist (Charlotte, NC)
- …Matter Expert (SME) to assigned business areas within Finance across all risk types to promote and strengthen control environment ( control design, ... Engage with Finance in its management of risks and controls as well as its execution of risk...refine analytical tools as appropriate to support assessments of risk . + Execute control monitoring and testing… more
- Truist (Charlotte, NC)
- …adherence/execution and identify risk / control improvement opportunities in risk management principles/ controls , broad based business practices, and ... Security (CCS) leadership in its management of risks and controls as well as its execution of risk...business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with… more
- USAA (Charlotte, NC)
- …security risk assessments of moderately complex projects, new technologies, business partners, and third parties. + Consults with individuals and teams (advice, ... both verbally and in writing to routine inquiries and periodic exams from internal control partners (eg legal, compliance, audit, risk ). + Guides and assists… more
- City National Bank (Charlotte, NC)
- …Team, this individual will act as a trusted advisor to Mortgage and Controls Team leadership through monitoring of business risks and controls . ... ** BUSINESS CONTROLS LEAD** **WHAT IS THE...Registers to support the overall Risk and Control Self-Assessment (RCSA). Will work with business … more
- Deloitte (Charlotte, NC)
- Deloitte's Engagement Financial Advisor (EFA) team is comprised of professionals specializing in Deloitte engagement economics & financial metrics, account ... operations and risk management. As a Financial Analyst, you will provide...value is in the understanding and application of engagement business and financial processes, both to individual projects and… more
- Huntington National Bank (Charlotte, NC)
- …Department is searching for an Audit Project Manager with a passion for identifying and mitigating business risk . Serving as an advisor to your business ... the type of person who is passionate about identifying risk and working with business partners to...of Mortgage Lending experience + Working knowledge of recognized risk frameworks, ie, COSO's Internal Control -… more
- Truist (Charlotte, NC)
- …clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing ... America) **Please review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth wealth clients.… more
- USAA (Charlotte, NC)
- …**The Opportunity** We are seeking a Regulatory Reporting Quality Assurance Advisor to own the performance, independent validation and improvement of external ... regulatory filings to evaluate the efficiency of procedures and controls for the purposes of ensuring the completeness of...responsible for the data quality, data governance and data control for financial regulatory reporting data as well as… more
- Deloitte (Charlotte, NC)
- Deloitte's Government and Public Services (GPS) Engagement Financial Advisor (EFA) Practice is comprised of finance professionals specializing in project and account ... point for aspects of engagement, program, and account financial management control . EFA provides financial management knowledge for the entire engagement management… more
- Bank of America (Charlotte, NC)
- …internal service providers based on client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and engages ... Financial Solutions Advisor - Consumer Investments - Charlotte, NC Charlotte,...Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds,… more
- Truist (Charlotte, NC)
- … programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with ... and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4....activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11.… more
- Truist (Charlotte, NC)
- … programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management). 3. Assist business line leadership with ... and decisions. Provide oversight and governance to the assigned business unit regarding its control environment. 4....activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. 11.… more
- Wells Fargo (Charlotte, NC)
- …proper evidence stewardship. You will perform continuous improvement reviews of existing controls and identify control gaps. You will support the Technology ... **In this role, you will:** + Act as a Business Execution advisor to leadership to drive... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- City National Bank (Charlotte, NC)
- …Review (3LOD) + Conduct QA/QC testing, validation and reporting on the performance of risk mitigating controls (eg if policies and procedures are being followed, ... regulatory standards. This position also serves as an internal advisor to 2LODs to identify, recommend and effect process...controls are in place to appropriately manage credit risk . Monitors adherence to such policies and validates that… more