- TIAA (Charlotte, NC)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance Officer to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... business functions. + 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a regulatory agency. + Ability to travel.… more
- Motion Recruitment Partners (Charlotte, NC)
- Compliance Officer Charlotte, NC **Hybrid** Contract $68.72/hr - $77.43/hr Outstanding long-term contract opportunity! A well-known Financial Services Company is ... looking for a Compliance Officer in Charlotte, NC (Hybrid). Work with the brightest minds at one of the largest financial institutions in the world. This is a… more
- ManpowerGroup (Charlotte, NC)
- …with a leading financial organization in **Charlotte, NC (Need Local)** for a contract ** Compliance Officer ** to assist their team. It will be a Hybrid role. ... **Title: Compliance Officer ** **Location:** **Charlotte, NC** **Duration: 24+ months** **Responsibilities** * 5+ years of Compliance experience, or… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Operational Excellence, Governance & Controls (OEGC) team as part of ... Corporate Compliance Regulatory Change Management (CRCM). Learn more about the...+ Execute RCM standards and program maintenance to drive compliance with federal, state, agency, legal and regulatory and… more
- Randstad US (Charlotte, NC)
- compliance officer - auto lending. + charlotte , north carolina + posted 10 days ago **job details** summary + $63.75 - $68.75 per hour + contract + bachelor ... on-site in Charlotte, NC + Top Skills: + -Lending Compliance + -RCSA, regulatory knowledge + Qualifications: + 5+...+ -RCSA, regulatory knowledge + Qualifications: + 5+ years Compliance + Significant experience with lending compliance ,… more
- Randstad US (Charlotte, NC)
- compliance officer . + charlotte , north carolina + posted 10 days ago **job details** summary + $91.09 - $96.09 per hour + contract + bachelor degree + category ... on-site in Charlotte, NC + Top Skills: + -Lending Compliance + -RCSA, regulatory knowledge + Qualifications: + 7+...+ -RCSA, regulatory knowledge + Qualifications: + 7+ years Compliance + Significant experience with lending compliance ,… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance ... assigned business units and/or functions within Consumer Lending. Leads and executes compliance risk management activities to reasonably ensure compliance with… more
- Randstad US (Charlotte, NC)
- senior compliance officer - auto lending. + charlotte , north carolina + posted 10 days ago **job details** summary + $91.09 - $96.09 per hour + contract + ... on-site in Charlotte, NC + Top Skills: + -Lending Compliance + -RCSA, regulatory knowledge + Qualifications: + 7+...+ -RCSA, regulatory knowledge + Qualifications: + 7+ years Compliance + Significant experience with lending compliance ,… more
- Randstad US (Charlotte, NC)
- compliance officer 4. + charlotte , north carolina + posted 10 days ago **job details** summary + $65 - $68.75 per hour + temporary + bachelor degree + category ... Consult on complex initiatives with broad impact and large-scale planning for Compliance or Financial Crimes. + Review and analyze complex multi-faceted, larger… more
- Randstad US (Charlotte, NC)
- compliance officer 5. + charlotte , north carolina + posted 10 days ago **job details** summary + $93 - $96.10 per hour + temporary + bachelor degree + category ... initiatives and resources for highly complex business and technical needs across Compliance or Financial Crimes. + Consult on the strategy and resolution of… more
- US Bank (Charlotte, NC)
- …and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means ... for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance function for US Bancorp Asset Management,… more
- Wells Fargo (Charlotte, NC)
- …Enterprise Testing methodology, standards, and executing group specific testing. The Lead Officer will execute horizontal compliance testing and UDAAP testing. ... Description **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk.… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. ESSENTIAL DUTIES AND… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... leaders to get the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a financial services experience… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are ... scenarios they are presented while learning the company's specific approach for Compliance risk management, eg Major Compliance Requirement (MCR) versus… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight and Regulatory and Investor Change Management impact ... assessments of assigned business units and/or functions. Supports compliance risk management activities such as review of bulletins, control execution (ie Letter… more
- Honeywell (Charlotte, NC)
- Sr Trade Compliance Analyst or Import Compliance Officer Location: Must be located in Charlotte or Phoenix #hybrid 3:2 First 90 days in office Honeywell is ... actively recruiting for a Senior Trade Compliance Analyst to join our Import organization. This is an exciting opportunity to serve as a hands-on, Subject Matter… more
- KPMG (Charlotte, NC)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC **City:**… more