- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... assigned business units and/or functions within Consumer Lending. Leads and executes compliance risk management activities to reasonably ensure compliance with… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- PDS Tech Inc (Charlotte, NC)
- …for SAP/GTS deployments.** Acts as a liaison between International Trade Compliance (ITC) and the Information Technology (IT) department.** Ensures compliance ... to IT resulting from audits or customer requests to ensure export compliance .** Provides accurate interpretations of applicable export regulations to SBU's IT… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and...inclusive of serving as a member of the CIO's senior leadership team. Provide leadership, talent development, and mentoring… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... risks, and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management,… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will ... correctly identified to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan weaknesses so… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Randstad US (Charlotte, NC)
- compliance officer 5. + charlotte , north carolina + posted 1 day ago **job details** summary + $93 - $96.10 per hour + temporary + bachelor degree + category ... and advanced analytical and inductive thinking. + Provide expertise to client senior leadership on innovative Compliance or Financial Crimes business solutions.… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are ... Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to coordinate and oversee Risk Control… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... are able to provide thorough documentation while interacting with senior business leaders to get the information they need...the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Chicago, Illinois;Hunt Valley, Maryland; Providence, Rhode Island; Charlotte, North Carolina **Job ... their goals, their current performance, and their needs. The Leasing Credit Sr. Officer /Leasing Credit Officer II uses this client knowledge to assess the… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... finance and the associated products and services. The Leasing Credit Sr. Officer uses this client knowledge to assess the appropriateness of existing solutions… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking (CSBB) ... and executing group specific testing. The Lead Independent Testing Officer will be responsible for executing multiple large, complex...Further, this leader will be the key contact for senior leaders during the execution of engagements that they… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Corporate Risk Control team within the Control Management organization. This ... Control Policy (ICP) requirements, and Quality Control and Quality Assurance. This Officer will serve as a key individual contributor and must have demonstrated… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more
- Bank of America (Charlotte, NC)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;Dallas, Texas; New York, New York; Houston, Texas **Job Description:** At ... approval authority and reporting of capital markets credit risk. The Credit Officer will primarily interface with the traders/marketers and other credit risk and… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes Operations utility (FCO) group. This position, ... lines and build relationships with a wide variety of senior leaders and enterprise partners across all business groups...more areas of risk including, Operational Risk, Technology or Compliance roles aligned to these groups + Experience in… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model risk governance ... review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory standards, as well… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the ... by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices, transparency and escalation. **REQUIRED QUALIFICATIONS**… more