- US Bank (Charlotte, NC)
- … management oversight and implementation of Payments Services Enterprise Compliance Risk Assessment (ECRA), Risk and Control Self-Assessment (RCSA) and ... US Bank Enterprise Compliance Program, US Bank Risk Management Framework, Business Line Control Environment... Compliance (RM&C) Polices. + Complete analysis of risk / control environment to determine control … more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead-CFO to work a ... team members. + Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate… more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...the execution and reviews of ongoing evaluations of the risk and control environment. This individual partners… more
- USAA (Charlotte, NC)
- …available for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under ... Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance...with business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate collaboration… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Analyst has an exciting opportunity to be a part of ... Framework, including: taxonomies, internal and external loss data, control programs, risk and control ...oversight, and stress testing across the Company. The Operational Risk Review (ORR) Analyst (" Analyst ")… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Technology Lead Analyst has an exciting opportunity to be ... Framework, including: taxonomies, internal and external loss data, control programs, risk and control ...oversight, and stress testing across the Company. The Operational Risk Review (ORR) Technology Lead Analyst ("Lead… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role contributes to the development and maintenance of TD's ... risk assessment and approval. The Senior Financial Crime Risk Analyst - New Business Initiatives and...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Senior Investigator… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, guidance, and business ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- Citizens (Charlotte, NC)
- Description As the ETS Risk Principal Analyst in Technology and Cyber Risk , you will be responsible for identifying, assessing, and mitigating risks ... register for tracking and managing identified risks. + Risk Mitigation and Control : + Implement ...Information and Event Management) systems, endpoint protection solutions. + Compliance Tools: GRC (Governance, Risk , and … more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Wells Fargo (Charlotte, NC)
- …automation and control enhancements. The ideal candidate has a strong risk mindset, advanced reporting skills, experience with SQL, and enjoys working with data. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TEKsystems (Charlotte, NC)
- …complex concepts in a clear manner * Knowledge of commonly used internal control frameworks, risk frameworks and/or regulatory/ compliance methodologies About ... for the project Required Qualifications: * 1-5 years of experience in compliance , operational risk (includes audit, legal, credit risk , market risk ,… more
- Compass Group, North America (Charlotte, NC)
- …audit tracking. + Maintain schedule of insurance, premium payments and expiration control log. + Review insurance terms within contracts related to supplier, vendor, ... client, and landlord agreements to ensure compliance with the corporate insurance program as well as...strong partnership networks. + Technological Competence - Knowledge of risk management technology and the ability to leverage such… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... design, data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow… more
- Bank of America (Charlotte, NC)
- …Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Financial Crimes Analytics ... responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include… more
- Wells Fargo (Charlotte, NC)
- …or information technology governance, and controls and oversight matters + Identify compliance and risk management requirements for supported area and work ... oversight framework + Lead initiatives around process design, identification of important risk points, evaluating severity of control deficiencies and monitoring… more
- Wells Fargo (Charlotte, NC)
- … risk management and application at a financial institution, such a model risk management, process and control architecture, operational risk management, ... this role:** Wells Fargo is seeking a Senior Treasury Analyst to support the production of stress testing analytics...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …remediation and control enhancements. The ideal candidate has a strong risk mindset, advanced excel skills, experience with SQL, and enjoys working with data. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …industry standards to develop innovative approaches to testing of operational and compliance risk . * Pro-actively work with stakeholders across the company ... Senior Quantitative Finance Analyst Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Phoenix,...in various storage solutions * Experience in operational and compliance risk related testing * Strong stakeholder… more