- City National Bank (Charlotte, NC)
- * CONTROL TESTING / REPORTING LEAD 1LOD* WHAT IS THE OPPORTUNITY? The 1LOD Control Testing / Reporting Lead is a key strategic and integral ... This role is responsible for (i) with the guidance of Manager Control Testing / Reporting , responsible for building sustainable processes with appropriate risk… more
- TD Bank (Charlotte, NC)
- …of Experience in Lead , managing and executing fieldwork, issue writing and reporting + 3-5 years of documenting testing reports, Executive reports + 3-5 ... Firewalls , Routers, Windows , Mainframe, Cloud (Azure/AWS,Google) + 3-5 years of Control Testing Experience preferred (Produce RFI, Review Evidence , Writing… more
- Wells Fargo (Charlotte, NC)
- …management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables and drive new initiatives. + ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent...Qualifications:** + 5+ years of relevant experience in regulatory reporting and risk management includes compliance, financial crimes, operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support… more
- Wells Fargo (Charlotte, NC)
- …empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Consumer Lending - Cards Business ... control portfolio. The role will work with designated Control Directors, Senior Managers and Senior/ Lead Officers...of central programs, including risk governance, escalation discussions, and reporting routines for the Control team. +… more
- Citigroup (Charlotte, NC)
- …regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively ... The Senior Lead Analyst - Stress Testing End-to-End...areas to improve efficiency, effectiveness, productivity and / or control . + Frequently involved in a wide range of… more
- Deloitte (Charlotte, NC)
- …to regulatory reporting engagements that involve implementing and automating reporting processes, testing and validating reporting data, developing ... questions and develop related governance processes + Develop and implement regulatory reporting policies and processes, including risk and control assessments,… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** 1. Relevant Professional Certification - eg CPA, CISA 2. Control testing experience in a public accounting firm 3. Financial ... implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk… more
- Truist (Charlotte, NC)
- …Work with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results. + Make recommendations and ... Specific activities may change from time to time. + Lead and guide the ongoing design, execution, and continuous...quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control… more
- Truist (Charlotte, NC)
- …to the enterprise risk and operational risk programs . Manage performance of control testing activities (including control design and effectiveness ... preparation. 3. Participate in key project/program design activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment… more
- TD Bank (Charlotte, NC)
- …to meet business governance and control objectives. May provide complex reporting , analysis, testing and assessments at the functional or enterprise level ... and is generally a lead or SME for a given area/function. **Depth &...and handle confidential information with discretion **Preferred Qualifications:** - control testing experience - internal/external control… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... Responsible for directing the day-to-day finance activities involving regulatory reporting and accounting policy. Manages associates working with reporting… more
- TD Bank (Charlotte, NC)
- …of the Testing in compliance with Procedures and support from the Pre-Completion Testing Lead . In order to be successful in this role, an individual should ... policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and… more
- Wells Fargo (Charlotte, NC)
- …to standards and other applicable policies + Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid ... **About this role:** Wells Fargo is seeking Senior Independent Testing Specialists in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking… more
- TD Bank (Charlotte, NC)
- …of Business:** Finance **Job Description:** **Department Overview:** US Treasury **Senior Reporting Automation Analyst** is a member of TD's US Treasury Internal ... Controls team, whose objective is to supplement control activities over US Treasury processes to ensure results...in place. This role provides controls oversight to include testing US Liquidity reports and US Treasury processes, … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist in Independent Testing & Validation (IT&V) Consumer, Small & Business Banking ... alignment with the risk management framework + Ensure effective and appropriate testing , validation, and documentation of review activities for risk programs, risks,… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Observation Management Sr. Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... an impact. Join us! **Job Description:** The Global Regulatory Reporting (GRR) function, a part of the Global Financial... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- TD Bank (Charlotte, NC)
- …& Artificial Intelligence **Job Description:** **Department Overview:** The Enterprise Stress Testing group (EST) is responsible for managing the Bank's stress ... testing and ad-hoc stress analysis programs. The US PPNR...work encompasses multiple workstreams including model execution, model development, reporting /analytics, governance, and supporting regulatory exams. A successful candidate… more
- City National Bank (Charlotte, NC)
- …activities *Skills and Knowledge* * Minimum 3 years of operational risk management control design, testing , and/or auditing in a financial institution. * Minimum ... *BUSINESS CONTROLS LEAD - TECHNOLOGY RISK AND COMPLIANCE* WHAT IS THE...directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control … more
- Wells Fargo (Charlotte, NC)
- … and tuning approach, change impact analysis, operational readiness, metrics and reporting , and model documentation and validation. The Lead Business Execution ... this role:** Wells Fargo's Financial Crimes Operations (FCO) is seeking a Lead Business Execution Consultant to support the Screening & Monitoring Operations (SMO)… more