• Electronic Trading

    Wells Fargo (Charlotte, NC)
    …**In this role, you will:** + Develop strategic vision across all Electronic Trading and Product Business Frameworks to ensure consistency and efficiency ... and engagement. + Provide daily support across all Electronic Trading and Product Business Frameworks (ie Markets Trade Execution & Connections, … more
    Wells Fargo (11/06/24)
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  • Electronic Trading

    Wells Fargo (Charlotte, NC)
    …to join our Wells Fargo Securities "Markets" COO Group that will support the Electronic Trading and Product Management organization. The individual will ... and risk assessments. + Liaise with the line of business and product teams to ensure onboarding...training, military experience, education **Desired Qualifications:** + 5+ years Electronic Trading and Capital Markets + In-depth… more
    Wells Fargo (11/06/24)
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  • Senior Compliance Officer- Surveillance…

    Truist (Charlotte, NC)
    …Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as electronic communication surveillance, ... to communicate requirements and expectations to the Fixed Income Sales & Trading business . 2. Analyze existing policies, procedures, processes and controls… more
    Truist (10/11/24)
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  • Software Engineer Senior - Capital Markets

    Truist (Charlotte, NC)
    …Perform system integration activities for all project work. Consult and partner with the business product owners to understand the end goal and offer solutions ... capabilities or integration products to customize or generate a product . + Domain experience and expertise includes the entire...life cycle - pre and post trade - including trading on electronic platforms, order and execution… more
    Truist (08/10/24)
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  • GCO Regional Supervisor-FINRA *Series 4, 7, 24,…

    Truist (Charlotte, NC)
    …time. + Engage in risk management activities with the line of business , proactively identifying existing and emerging risks through the day-to-day supervisory ... reviews that are performed. + Supervisory responsibility for Broker Dealer trading activity. + Provide oversight and support for open risk, audit, and regulatory… more
    Truist (10/26/24)
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