- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The ** Exam Manager ** provides oversight and leadership to support the AMCB 1B ... Audit & Exam Center of Excellence's execution...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …The **Senior Exam Analyst** provides support and assistance with the AMCB 1B Audit & Exam Center of Excellence's execution and oversight of the following: ... (2nd Line), GSE Exams and SOX efforts. The Senior Exam Analyst will assist with process improvement / automation...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Deloitte (Charlotte, NC)
- …offer guidance throughout the course of the internship. The counselor, typically a manager or senior manager , offers career guidance and feedback. The onboarding ... you will have the required credit hours to sit for the CPA exam , upon graduation + Strong academic performance with extracurricular activities + Limited immigration… more
- Truist (Charlotte, NC)
- …of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of ... and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate...in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced risk… more
- Truist (Charlotte, NC)
- …responsible for driving key risk governance and reporting activities including exam management, data analytics and risk aggregation, risk reporting, and special ... reporting and activities, inclusive of quarterly monitoring preparation and materials, exam preparation with materials development and meeting prep, and responding… more
- Bank of America (Charlotte, NC)
- …inspecting and appropriately delegating team work. **Required Qualifications:** + Experience in Audit , Exam management or similar Business Controls activities. + ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job...number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance related… more
- Truist (Charlotte, NC)
- …7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's ... the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the… more
- Deloitte (Charlotte, NC)
- …review, and state tax controversy. What you'll do As an Unclaimed Property Tax Manager within the Multistate Tax Services group, you will provide tax consulting and ... Assist multi-state companies with state unclaimed property matters including audit defense, voluntary compliance, annual reporting, developing policies and… more
- City National Bank (Charlotte, NC)
- ** MANAGER IT RISK STRATEGY** **WHAT IS THE OPPORTUNITY?** The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as ... sounding board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in developing IT Risk Manager 's function strategy eg… more
- Bank of America (Charlotte, NC)
- …requirements and guide clients as needed to comply + Represent Outreach on exam / audit /regulatory management from a FLU perspective, where needed + Adhere to ... Client Outreach Director Manager Charlotte, North Carolina;Miami, Florida; Fort Worth, Texas **Job Description:** **The Function** The Client Outreach team are the… more
- Truist (Charlotte, NC)
- …the following job description:** Indirect Consumer Governance & Quality Assurance Manager position to provide leadership and support for operational governance in ... guide structure for build out and adherence to CFPB Exam Request for DFS & RAC Product Refunds and...of policies, procedures and controls meeting regulatory, legal and audit requirements. 8. Foster a results-oriented team that continuously… more
- Bank of America (Charlotte, NC)
- …to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s). ... agencies. The Portfolio Specialist works together with the Credit Review Portfolio Manager (s) to establish and execute a risk-based coverage plan for a specific… more
- TD Bank (Charlotte, NC)
- …supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc. including but not limited to regulatory mandated AML ... guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively provide support during Audit… more
- TD Bank (Charlotte, NC)
- …management, execution, and operational controls. The MLE Controls team coordinates all audit and external exam requests including completion of all required ... degree education and research tenure can be counted. **Preferred Qualifications:** + Audit experience + Bank governance experience + CIA Certified Internal Audit… more
- US Bank (Charlotte, NC)
- …to support our EFCC partners' daily operations. SAT is seeking an RCA Manager with expertise in compliance/risk management, big data analytics, and data management. ... data source exploration, emerging risk identification, project management, and regulatory exam support. The role involves active engagement with various stakeholders… more
- Truist (Charlotte, NC)
- …Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory exam process 4. Highly effective consultative leader ... Able to work all hours scheduled, including overtime as directed by manager /supervisor and required by business need. **Travel** Minimal and up to 10%… more