- Truist (Charlotte, NC)
- …with the Compliance Risk Management Policy and Framework. **Ideal candidate will already have: FINRA Registrations 7 , 24 and 66 or equivalent, and applicable ... (ABA) Compliance School or CRCM certification 5. Knowledge of Capital Markets 6. FINRA Registrations 7 , 24 and 66 or equivalent 7 . Applicable Life,… more
- Thrivent Financial (Charlotte, NC)
- …obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses ( licensed ...of FINRA SIE, life and health licenses ( licensed role only) before contracting. + Satisfactory background check,… more