• GCO Risk Advisor I…

    Truist (Charlotte, NC)
    …of key and emerging risks. Asist Risk Advisors with reporting and communicating risk results and escalate material concerns to GCO Leadership. + Assist with ... and procedures. + Assist in the execution of the Wealth governance framework, including support of Committees and integration...risk results and escalation of material concerns to GCO Leadership. + Support the Risk Advisors… more
    Truist (12/13/24)
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  • GCO Risk Advisor I - Finra

    Truist (Charlotte, NC)
    …Systems, and other items that impact the department and our processes.Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... risks and controls as well as its execution of risk program requirements. Provide risk and supervisory...defense supervisory principal within the Governance and Controls Office ( GCO ), serving as a subject matter expert responsible for… more
    Truist (11/15/24)
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  • GCO Regional Supervisor-FINRA *Series 4, 7,…

    Truist (Charlotte, NC)
    …and other items that impact the department and our processes. + Work alongside the GCO Risk Program Execution team in executing and supporting all risk ... dedicated localized supervisor for assigned group of high performing Wealth Brokerage advisor teams and primary point...Group (CSG) leadership, while maintaining a focus on mitigating risk for the firm from financial, reputation and regulatory… more
    Truist (10/26/24)
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