- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the **Home Lending Compliance team** . The Lead Compliance ... sales, originations, underwriting, servicing, and loss mitigation activities. The Lead Compliance Officer will work directly with business, independent… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. ... role, you will** + Provide oversight and monitoring of business group risk-based compliance programs. + Maintain compliance risk expertise and consulting for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking Lead Compliance Officers on the Credit Card Compliance Team as part of Consumer Lending Compliance . Learn ... Provide oversight and monitoring of business group risk based compliance programs + Maintain compliance risk expertise...group risk based compliance programs + Maintain compliance risk expertise and consulting for projects and initiatives… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead ) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a ... Sr. Manager, Export Compliance . This position will work closely with Honeywell IT...to design and implement new tools to reinforce export compliance requirements ABOUT HONEYWELL Honeywell International Inc. (Nasdaq: HON)… more
- Wells Fargo (Charlotte, NC)
- …CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the Chief Risk ... the Corporate Risk organization, supporting the Global Treasury Management (GTM), Chief Risk Officer (CRO) Group. The GTM CRO Group works across the GTM Product… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate Risk Oversight team, part of Strategic Enterprise Risk Management ... . The Climate Risk Oversight team is seeking a Lead Enterprise Risk Officer to support the...**Required Qualifications:** + 5+ years of Risk Management experience ( Compliance , Financial Crimes, Operational Risk, Audit, Legal, Credit Risk,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...including senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Corporate & Investment Banking (CIB) Control ... support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the line of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE) team and is designed to execute specific administrative… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control ... situations requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader work team… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for COO (Non-Operations) Lines of Business who will serve as an important ... and business controls to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current and emerging risks… more
- Wells Fargo (Charlotte, NC)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Control Team of regulatory subject ... experts (SME), supporting the Auto businesses. **In this role, you will:** + Lead complex initiatives designed to mitigate current and emerging risks with broad… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Truist (Charlotte, NC)
- …risk. Role is accountable for assessing risk types covering technology, operational, compliance and strategic risks within those ECFs. The primary difference between ... a Senior Technology Risk Officer and a Technology Risk Officer is...effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the ECFs; 2. Strategic… more
- Truist (Charlotte, NC)
- …review the following job description:** The Enterprise Strategic and Reputational Risk Officer is responsible for serving as a thought leader and subject matter ... Supports aligned ERM Program Managers and the Chief Strategic and Reputational Risk Officer in the planning and execution of related risk oversight activities and… more
- Morgan Stanley (Charlotte, NC)
- …influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead , mentor, and supervise ... our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer … more