- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II - COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent * Minimum 5 years of audit or related experience in banking operations, compliance… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT II - WEALTH* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a team ... and effectively communicate audit results to the Audit Senior Manager /Director and senior management in...Bachelor's Degree or equivalent * Minimum 5 years of audit or related experience in banking operations, compliance… more
- Truist (Charlotte, NC)
- …education and related training. + 6 years of relevant experience in internal audit , public accounting, or SOX/Risk compliance + Ability to build consensus ... over Truist's internal controls over financial reporting and disclosure controls to ensure compliance with Sections 404 and 302 of the Sarbanes-Oxley Act of 2002… more
- PNC (Charlotte, NC)
- …and have an opportunity to contribute to the company's success. As a Deposit Product Manager II within the PNC Private Bank organization, you will be based in ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. This position will join the Credit and...of the first line of defense, supports risk management, compliance , and audit needs as necessary. +… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line of defense end-to-end risk ... business and regulatory change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the corrective action plans… more
- Nuveen Investments (Charlotte, NC)
- **Investment Accountant II ** The Investment Accountant II ensures that investment accounting policies and procedures are correctly applied to accounting records. ... all investment accounting requirements. + Work directly with auditors to answer audit inquiries, and provide additional documentation as needed to support the… more
- Honeywell (Charlotte, NC)
- As a Subcontract Specialist II here at Honeywell, you will support the Customer Change Control Team in the triage, creation and reconciliation of customer change ... orders. You will ensure change order compliance with customer contracts, company business policies, procedures, and...directly to our Customer Change Control - Strategic Sourcing Manager and you will work out of either our… more
- Truist (Charlotte, NC)
- …apply to money laundering, terrorist financing and OFAC + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), or ... of banking, financial industry or related experience; preferably in a branch, audit , compliance or commercial lending-related capacity + Strong knowledge and… more
- Truist (Charlotte, NC)
- …**Preferred Qualifications:** + Ten or more years of experience in change execution compliance , audit , or quality assurance programs + Certified Internal Auditor ... challenge of Quality Management Program practices/processes to promote and strengthen compliance with CEG policies, procedures, and risk program requirements. +… more
- Citigroup (Charlotte, NC)
- …on key regulatory deliverables, and (v) interfaces with key stakeholders including Internal Audit , Compliance , Risk and other control functions. As Head of ... Group are progressing in line with established due dates; ( ii ) drives accountability and transparency of key Basel /...Business (ICG and GCB), EI O&T, FRSS, Risk Management, Compliance and Internal Audit teams. This role… more
- Citigroup (Charlotte, NC)
- …and address Derivatives RWA reviews by other control functions such as Internal Audit , Independent Compliance Risk Management, Capital Planning Review Group etc. ... any assumptions, interpretations and/or models used to make those determinations, ( ii ) ensuring the accurate implementation of those methodologies within Citi's… more
- Truist (Charlotte, NC)
- …Understanding of financial services business processes and the role of data in compliance , risk management, finance management, and regulation (eg Basel II /III, ... Dodd-Frank, The Fair and Accurate Credit Transactions Act (FACTA)) and of internal audit and the regulatory exam process 4. Highly effective consultative leader with… more