- Deloitte (Charlotte, NC)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (Charlotte, NC)
- …(GBS) associates. The Test Automation team is responsible for developing Regulatory Risk and Compliance testing Automation. Senior Automation Lead will ... Senior Test Tools and Automation Lead Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Senior Audit Manager (SAM) on our Corporate Risk Compliance Audit Team. This SAM will be responsible for the oversight audit ... Risk organization, focused on monitoring and validation of non- regulatory issues for Compliance Risk ; Operational Risk ; Strategic Enterprise … more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Truist (Charlotte, NC)
- … program requirements. Execute, facilitate and/or monitor execution of Audit & Regulatory Program requirements within CCS. Provide risk advice and influence ... ensure that target dates are met and that residual risk is communicated and found acceptable by senior...Matter Expert (SME) to CCS to promote and strengthen compliance with applicable regulations, policies, procedures and risk… more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... enhancements to the Risk Assessment Methodology and processes. The FCRM US Risk Assessment ABAC Senior Manager will lead the execution of the ABAC… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
- TD Bank (Charlotte, NC)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads,… more
- TD Bank (Charlotte, NC)
- … & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML, Privacy, IDA, CBA, SOX, Basel ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group...areas of expertise + Anticipates emerging business trends and regulatory / risk issues as a basis for recommending… more
- TD Bank (Charlotte, NC)
- …+ Ensures employees are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code of Conduct ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime … more
- USAA (Charlotte, NC)
- …do:** + Handles and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... so special! **The Opportunity** We are looking for a Senior Business Risk and Controls Advisor for...effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK...of credit risk management to ensure limited risk exposure by adherence to bank and regulatory ... 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will support the Credit Administration Credit Risk … more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The ** Senior Group Risk Analyst, RCSA… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first line ... extensive background in data management with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Business Execution Senior Managers in Corporate Credit Risk Management....Regulatory , and Internal Audit + Engage with Credit Risk verticals to understand any concerns regarding execution of… more
- USAA (Charlotte, NC)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... us so special! **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ,** you will...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **About this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the company's...management + Interact with Audit, Legal, external agencies, and regulatory bodies on risk related topics **Required… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Ensure accurate recurring deliverables are completed and compliant with various treasury risk management regulatory requirements + Ensure data quality and… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1. Execute on change and regulatory change risk , external events, data, model, third party and cyber ... issues management. 2. Influence, participate in the development and maturation of the firm's risk programs to meet with regulatory expectations. 3. Serve as a… more