- Resideo (Charlotte, NC)
- As a Senior Internal Auditor at Resideo, you will play a pivotal role in upholding the integrity of our internal control environment and ensuring compliance ... to assess the adequacy and effectiveness of internal controls, compliance with policies, and adherence to regulatory ...on the organization's success. + Joining Resideo as a Senior Internal Auditor offers you the chance… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- USAA (Charlotte, NC)
- …be a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will execute and lead audit assignments. Identify problems and ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Bank of America (Charlotte, NC)
- Senior Auditor , Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Dallas, Texas; Atlanta, Georgia **Job Description:** At Bank of ... Non-Financial Regulatory Reporting, Tax and Credit Operations). + Assess compliance with enterprise standards as well as key regulatory requirements… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Auditor (Capital Planning) is primarily responsible for completing audit ... engagement assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques,… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will lead and execute technology and information/cyber security ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for IT/IS audit engagements throughout...external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor to join the Enterprise Functions Reporting Team. The Reporting Team provides coverage of the ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Enterprise Technology Audit Group (ETAG) is looking to fill a Senior Auditor , Senior AVP who will provide coverage of Wells Fargo's ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Lincoln Financial Group (Charlotte, NC)
- …**Requisition #:** 73815 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor transitioning from a traditional IT role and eager to ... development + Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, etc.), project… more
- Bank of America (Charlotte, NC)
- Senior Auditor , Wealth Management Charlotte, North Carolina;Stamford, Connecticut; Providence, Rhode Island; Wilmington, Delaware **Job Description:** At Bank of ... works on projects of moderate to high complexity that would involve learning ( regulatory regime, business model, processes) on each new assignment. + Executes audit… more
- Deloitte (Charlotte, NC)
- …clients on process efficiency, fraud detection, operational quality, internal control and regulatory compliance , we help to reveal greater insights for improved ... IT Internal Audit Senior Consultant A truly effective internal auditing capability...processes, internal control risk management, IT controls, and related regulatory and compliance standards - both generally,… more
- Bank of America (Charlotte, NC)
- Senior Manager Regulatory /Accounting Policy Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... of management, members of the business and company's external auditor . This is a senior -level role in...the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations.… more
- Bank of America (Charlotte, NC)
- …Global Markets or Global Banking) as internal auditor (or external auditor ). + Foundational knowledge of key regulatory requirements in financial services ... understand regulatory requirements, and build testing programs to ensure compliance and mitigate risks. Collaboration Skills: + Strong team player skills and… more
- KPMG (Charlotte, NC)
- …and soundness regulations, (such as a compliance manager and/or officer, auditor , examiner, advisor, consultant, or regulatory counselor) at a large ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:**...of three years of recent experience in financial services regulatory compliance with a focus in consumer… more
- USAA (Charlotte, NC)
- …part of what makes us so special! **The Opportunity** As a dedicated ** Senior Audit Manager- Compliance ,** you'll manage audit engagements, varying in ... + Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. +… more
- Wells Fargo (Charlotte, NC)
- …Analytics, or Reporting. + A Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Regulatory Compliance Manager (CRCM) ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational ... Senior Audit Manager - BSA/AML including Sanctions Charlotte,...engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products;… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... provide audit evidence and support as needed. Assures that quality, security, and compliance requirements are met for supported area and oversee creation of or… more
- Truist (Charlotte, NC)
- …challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology ... and reporting of technology risk and other related risks (eg, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter expert and… more