- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... assigned business units and/or functions within Consumer Lending. Leads and executes compliance risk management activities to reasonably ensure compliance with… more
- Randstad US (Charlotte, NC)
- compliance officer 5. + charlotte , north carolina + posted today **job details** summary + $93 - $96.10 per hour + temporary + bachelor degree + category ... and advanced analytical and inductive thinking. + Provide expertise to client senior leadership on innovative Compliance or Financial Crimes business solutions.… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are ... Major Compliance Requirement (MCR) versus regulatory citation-based approach. + Senior Leads will be assigned to coordinate and oversee Risk Control… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- PDS Tech Inc (Charlotte, NC)
- …for SAP/GTS deployments.** Acts as a liaison between International Trade Compliance (ITC) and the Information Technology (IT) department.** Ensures compliance ... to IT resulting from audits or customer requests to ensure export compliance .** Provides accurate interpretations of applicable export regulations to SBU's IT… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... are able to provide thorough documentation while interacting with senior business leaders to get the information they need...the information they need to fully understand potential downstream compliance impacts/risks. + Leads will need to have a… more
- Honeywell (Charlotte, NC)
- Sr Trade Compliance Analyst or Import Compliance Officer Location: Must be located in Charlotte or Phoenix #hybrid 3:2 First 90 days in office Honeywell ... is actively recruiting for a Senior Trade Compliance Analyst to join our Import organization. This is an exciting opportunity to serve as a hands-on, Subject… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... a career in Advisory. KPMG is currently seeking a Senior Associate in Consumer Compliance for our... and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor,… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Chicago, Illinois;Hunt Valley, Maryland; Providence, Rhode Island; Charlotte, North Carolina **Job ... + 7+ years experience in commercial banking related role for Leasing Credit Sr Officer , 5+ years experience in commercial banking related role for… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II-Large Corporates Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island; ... Qualifications:** + 7+ yrs experience in commercial banking related role for Leasing Credit Sr Officer , 5 + yrs experience for Leasing Credit Officer … more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Bank of America (Charlotte, NC)
- Global Markets Risk Sr Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... with the trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.). **Responsibilities:** + Provides oversight of identification of… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... models with global portfolio exposure covering several model purposes requiring compliance with US and international regulations (IFRS9, CECL, EBA stress testing).… more
- Dentsply Sirona (Charlotte, NC)
- …drive innovation. **Make a difference** -by helping improve oral health worldwide. The Senior Manager of External Reporting will play a leading role in the quarterly ... This is a critical position in the Chief Accounting Officer 's organization and is tasked with supporting the businesses...and execution of key reporting controls to ensure Company compliance with SOX standards. + Monitor the development and… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and...inclusive of serving as a member of the CIO's senior leadership team. Provide leadership, talent development, and mentoring… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... risks, and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management,… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR CREDIT RISK 2LOD** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Officer Senior - Credit Administration will ... correctly identified to adequately manage portfolio risk + Reviews and assesses non- compliance with CNB policies and procedures, and determines loan weaknesses so… more
- Wells Fargo (Charlotte, NC)
- …Apply today. **About this role:** Wells Fargo is seeking a Data & Analytics Senior Lead Control Management Officer for the CSBB Consumer Data, Analytics, and ... monitoring risk-based programs to identify, mitigate and control risks (operational, compliance , model, strategic, reputational). The Data & Analytics Control leader… more