- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Central Supervisor 2 will work closely with Truist Financial Advisors, CSAs, Regional ... following regulatory policy as a Registered Principal for the firm. The Central Supervisor 2 role will perform quality control review and identify training needs.… more
- Wells Fargo (Charlotte, NC)
- …as well as serve as a primary business contact on key initiatives with Wealth , Compliance, Risk, regional management and other home office departments + Mentor ... Control Manager to join our Central Governance Team in Wealth and Investment Management as part of Wells Fargo...This role is primarily focused on managing the Qualified Supervisor review of the centralized intake of complaint matters… more