- Fidelity TalentSource LLC (Westlake, TX)
- …work across Fidelity by partnering and driving solutions with our business and control function partners. By taking risks and valuing pace over perfection, you will ... Advice Solutions Compliance, Regulatory Compliance, Global Sanctions and Risk Assessment and Testing . The Ethics Office plays a vital role in supporting associates… more
- Wells Fargo (Addison, TX)
- …Support implementation of key risk initiatives + Plan, execute, or provide oversight for control testing and monitoring involving complex subject matter or ... compliance with COSO policies (proactive anticipation of internal control related matters) + Monitoring new and...goals + Perform the following for Business Process Automated Control testing : + Lead walkthroughs… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Sr. Lead Independent Testing Officer in Financial Crimes Independent Testing & Validation (IT&V) group within ... of business at wellsfargojobs.com . The Financial Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control...an opportunity on the TRACE team as a Senior Lead Independent Testing Officer to execute financial… more
- Wells Fargo (Irving, TX)
- …reviews and issue validations. **In this role, you will:** + Manage and lead testing engagements (eg targeted reviews, issue validations, RCSA, etc.) across ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Financial...of business at wellsfargojobs.com . The Financial Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control… more
- JPMorgan Chase (Plano, TX)
- …global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You will require knowledge and experience in Compliance, as ... policies and procedures. + Develop scope, process flows, design evaluation, testing evaluations to ensure risk controls are implemented, functioning properly, and… more
- Comerica (Frisco, TX)
- …to develop and maintain a strong control environment through effective testing and related activities that lead to early identification and sustainable ... BRCO Control Testing Analyst The Business Risk...BRCO Control Testing Analyst The Business Risk and Control...and play a role in Planning, Identifying, Assessing, Mitigating, Monitoring , and Reporting. BRCOs are members of the First… more
- Wells Fargo (Irving, TX)
- …standards, and executing group-specific testing . The Financial Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) ... crimes risk and related reviews such as Risk and Control Self-Assessment (RCSA) testing to independently evaluate...other applicable policies. + Resolve moderately complex issues and lead team to meet Independent Testing deliverables… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for the Cards Product Team. **In this role, you will:** + Act as an advisor ... opportunities to senior business leaders, including challenging metrics and desired thresholds. + Lead control plan analysis for new product launches and issue… more
- Citigroup (Irving, TX)
- …, and reporting programs within the US Personal Banking accordance with the Compliance Testing & Monitoring Plan. + Lead walkthroughs with various business ... corresponding control /process owners. + Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries and… more
- Bank of America (Fort Worth, TX)
- …contributes to the identification of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages ... + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving...Control Functions (CFs), enabling more efficient and effective testing . EIT is transforming the way testing … more
- Bank of America (Fort Worth, TX)
- …the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process improvements and oversight. ... Control /Quality Assurance (QC/QA) team provides operational support by monitoring the completion of critical customer due diligence requirements as directed… more
- MUFG (Irving, TX)
- …testing methodology for MUFG Bank locations globally. + Apply the bank's Control Testing and Targeted Controls Assessment methodologies to evaluate of ... Engage directly with management with a goal to independently lead end-to-end compliance testing reviews, applying the... program. + Assist in developing and maintaining quality control processes to drive adherence to Global Testing… more
- Capital One (Plano, TX)
- …School Diploma, GED or equivalent certification + At least 2 years of compliance testing , compliance monitoring , quality assurance, control review or audit ... experienced Senior Associate who will be responsible for executing risk-based compliance transaction testing under the leadership of a team leader , for the… more
- Texas Health Action (Dallas, TX)
- … testing such as chart audits and staff observations as well as monitoring inventory, coordination of testing events, training, and other related activities. ... (telemedicine services). Read more about THA here: http://texashealthaction.org. The Outreach and Testing teams provide safe, confidential, HIV and STI testing … more
- Fannie Mae (Plano, TX)
- …controls tests and other projects independently and produce deliverable-ready work product. * Lead test inquiry meetings with internal control owners. * Identify ... Compliance and Ethics team, you will advise on risk monitoring and reviews for the organization, coordinate risk mitigation...* *THE IMPACT YOU WILL MAKE* The Compliance Controls Testing Advisor role will offer you the flexibility to… more
- Flowserve Corporation (Irving, TX)
- …is a world-leading manufacturer and aftermarket service provider of comprehensive flow control systems. Join a company whose people are committed to building a ... help provide our customers with the most innovative flow control products and services. We support 10,000+ customers worldwide,...at Flowserve. As an individual contributor, or as a leader of people, your enterprise mindset will ensure Flowserve's… more
- Motion Recruitment Partners (Irving, TX)
- … Control Standards, including implementation and operation, conducting the control monitoring , handling deficiencies, and escalating issues for resolution. ... financial services. + Must have strong experience in Controls testing . + Big banks or Big 4 consulting experience....+ Help contribute to the Lessons Learned Policy, including monitoring of control breaches and dissemination and… more
- Wells Fargo (Dallas, TX)
- …presentations, executive summaries, and steering committee decks for both the EBCE Testing Organization and the Control Management leadership team. Effectively ... Business Manager. + Lead ad-hoc key initiatives for the EBCE Strategy Leader from ideation to implementation. + Lead through influence, often without direct… more
- Citigroup (Irving, TX)
- …2+ years in Risk & Controls roles. + Excellent knowledge of the principles of control design, execution and testing . + Knowledge of advanced automation tools and ... controls for automation and the design, development and implementation of automated control solutions on the strategic ROCK Olympus controls platform. This position… more
- Comerica (Dallas, TX)
- BRCO, Complaints Oversight Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... and play a role in Planning, Identifying, Assessing, Mitigating, Monitoring , and Reporting. BRCOs are members of the First...Review, validate, and test 1LOD activities to ensure adequate control design and effective control operation. *… more
