- Wells Fargo (Dallas, TX)
- …to CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the Chief ... organization, supporting the Global Treasury Management (GTM), Chief Risk Officer (CRO) Group. The GTM CRO...addition to primary accountability for aligned business groups, Senior Lead Risk Officers may be accountable for… more
- City National Bank (Dallas, TX)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such ... is independent of all credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd lines of defense. CRR's mandate is to… more
- Citigroup (Irving, TX)
- …ensuring these are well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for Operational ... communities we serve. **Overview of the Role** The Business Risk and Control Officer is a strategic...of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with… more
- Citigroup (Irving, TX)
- The Risk Policy Officer is a strategic professional...with support of SMEs and creating relevant process and risk documents. - Lead delivery of assigned ... of the sub-function/job family. **Responsibilities:** + Responsibility covers managing portfolio risk policy for the aligned products, focusing on growing and… more
- Wells Fargo (Irving, TX)
- …you will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent... will be accountable for developing and executing independent operational and compliance risk control testing focusing… more
- Wells Fargo (Dallas, TX)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer within the Control Management organization to join the Front-Line Issue ... while connecting and building relationships with key partners. This Lead Control Management Officer will serve as...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Irving, TX)
- …and significant business solutions that are large scale companywide strategies. + Lead risk evaluation and independently challenge existing fundamentals or ... enforcement agencies. **Required Qualifications:** + 7+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti-Bribery, Corruption experience, or… more
- Wells Fargo (Irving, TX)
- …underwriting, servicing, and loss mitigation activities. The Lead Compliance Officer will work directly with business, independent risk management, ... **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** to join the...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk . Learn ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Irving, TX)
- …across multiple areas or the enterprise, as well as good understanding of financial crimes, operational risk , audit, legal, credit risk , market risk , IT ... **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for COO (Non-Operations)...Risk Management Framework (RMF) concepts and policies across risk types (regulatory, financial crimes, credit, operational ,… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE)...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Irving, TX)
- …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Control Team of regulatory subject ... business activities and operations, and provide guidance in developing and implementing risk -mitigating strategies + Lead Control Management project or virtual… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Learn more ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- Wells Fargo (Irving, TX)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **About this role:** Wells Fargo is seeking Lead Compliance Officers on the Credit Card Compliance...will:** + Provide oversight and monitoring of business group risk based compliance programs + Maintain compliance risk… more
- Morgan Stanley (Dallas, TX)
- …our client experience through an elevated standard of care. The Complex Business Service Officer (CBSO) will work closely with the Complex Management team to lead ... Service Managers within the Complex. The Complex Business Service Officer is responsible for leading and driving the Firm's...high level of client service, and general oversight of operational processes. The CBSO keeps the Complex Management team… more
- Bank of America (Dallas, TX)
- …Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense ... the root causes that lead to compliance risk issues and/or operational risk ...This job is responsible for assisting the Compliance and Operational Risk officer team to… more
- Bank of America (Plano, TX)
- …arise and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses + Manages inventory of processes, ... Compliance and Operational Risk Manager - Global Markets...knowledge as outlined below. These skills will allow the risk officer to successfully review and challenge… more
- Matter Family Office (Dallas, TX)
- …not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and oversee Matter Family ... regulatory requirements. + Carefully balances a collaborative, service-minded relationship with operational staff and an independent, risk -minded stance on… more
- Bank of America (Dallas, TX)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening new issues based on risk… more
- Bank of America (Plano, TX)
- …and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and ... actions to address the root causes that lead to compliance risk issues and/or operational risk losses, including opening new issues based on risk… more