- Fidelity TalentSource LLC (Westlake, TX)
- … Compliance , Workplace Solutions Compliance , Advice Solutions Compliance , Regulatory Compliance , Global Sanctions and Risk Assessment and Testing. ... Job Description:The Role The Senior Manager, Business Analyst is part of a...Skills You BringBachelor s degree requiredPrevious project management, audit, regulatory , risk or compliance environment… more
- Fidelity TalentSource LLC (Westlake, TX)
- …collaborate closely with team members in the operations, client service, business development, risk , compliance , legal and technology areas. This role requires a ... Job Description: SENIOR BUSINESS ANALYST - Data | Fidelity Digital...of business analyst techniques, for example: business rules analysis, risk analysis, user story documentation, and acceptance testing documentation.Experience… more
- Fidelity TalentSource LLC (Westlake, TX)
- …investigative research. The Expertise We're Looking For Bachelor's degree preferred. Regulatory compliance , research, and/or legal experience is preferred ... Internet, database research, litigation inquiries and verification of licensing requirements/ regulatory compliance . You can prepare investigative reports and… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising.Certifications:Company Overview Fidelity ... stories for an Agile teamCreates Product Backlog prioritized based on value, size, risk , and other relevant considerationsProvides the team with as much context and… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising. Certifications:Company Overview Fidelity ... teams in agile frameworkBachelor s degree in relevant fieldExperience engaging with senior internal and external customers and partnersJira and Jira Align experience… more
- Dexian - Signature Consultants (Plano, TX)
- …are sustainable and addresses risks appropriatelyRequirements:5-10 years of experience in risk management, audit, compliance , or a combination of eachFinancial ... test the effectiveness of controls (monitoring and Quality Control)Engage with senior stakeholders to identify issues and/or control improvements for remediationActs… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Dallas, TX)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory ...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- HUB International (Dallas, TX)
- …of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. ... will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to… more
- Bank of America (Plano, TX)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- US Bank (Irving, TX)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations, Risk Management, Merchant ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk ...The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- Citigroup (Irving, TX)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... ** Regulatory Risk Officer Vice President -...analysis, including competitor/peer analysis. + Present analytical insights to senior stakeholders across the Finance CRO and firm's first… more
- Citigroup (Irving, TX)
- …and key functional support areas like Regulatory Affairs, Communications, Legal, Compliance , Control, in-business Risk and Independent Risk . + Good ... The Regulatory Risk Officer is a strategic...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more
- US Bank (Irving, TX)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- Wells Fargo (Irving, TX)
- … risk management concepts, audit, and controls. + Understanding of key regulatory compliance risk components, including experience driving consistency and ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant within Corporate... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Toyota (Plano, TX)
- …controls to assure compliance with TMNA Policies as well as applicable regulatory and legal requirements + Perform risk assessment to internal and external ... other technology teams. Reporting to the Technology & Cybersecurity Risk Senior Manager, the person in this...audit, legal, and other internal peers to support TMNA's compliance with applicable legal, regulatory , and security… more
- USAA (Plano, TX)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
