- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures. + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience. + Exceptional client… more
- Deloitte (Dallas, TX)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Nelnet (Burleson, TX)
- …our mission to create opportunities for people where they live, learn and work. The Senior Regulatory and Compliance Counsel enhances the compliance and ... of business. In addition, Counsel collaborates with the entire Compliance & Risk Team, Leadership in Nelnet...9. Participate in product reviews to ensure legal and regulatory compliance . 10. Interpret existing and proposed… more
- Charles Schwab (Westlake, TX)
- …a dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk -based compliance testing within our Broker-Dealer and ... to achieve and/or monitor compliance with applicable regulatory requirements. The Senior Manager is expected...Familiarity with the execution of Second Line of Defense compliance testing including compliance risk … more
- Charles Schwab (Westlake, TX)
- …play a critical role in the company's regulatory inventory management and compliance risk assessment processes. The Senior Manager is an individual ... maintenance of a comprehensive regulatory inventory process and perform compliance risk assessment. The Senior Manager is expected to make… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... facilitating data-quality and controls for other teams and managers. + Provides regulatory risk project management support (business requirements, analysis and… more
- Microsoft Corporation (Irving, TX)
- …Trusted Platform compliance engineering team, which drives legal and regulatory compliance programs, initiatives, and requirements across the enterprise ... + Artificial Intelligence (C+AI) division in the role of Senior Corporate Counsel, Enterprise Cloud Services Regulatory ...+ Provide legal support to the Trusted Platform Customer Compliance & Regulatory Engagement team. Work with… more
- Toyota (Plano, TX)
- …controls to assure compliance with TMNA Policies as well as applicable regulatory and legal requirements + Perform risk assessment to internal and external ... other technology teams. Reporting to the Technology & Cybersecurity Risk Senior Manager, the person in this...audit, legal, and other internal peers to support TMNA's compliance with applicable legal, regulatory , and security… more
- Capco, a Wipro Company (Dallas, TX)
- …clients. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, ... deep knowledge in financial services offering, including eg Finance, Risk and Compliance , Financial Crime, Core Banking...market to support them navigate and deliver against key regulatory objectives. This would range from: + Compliance… more
- Citigroup (Irving, TX)
- …in a high visibility, dynamic function; exposure to Business and Risk senior management; leadership responsibilities **Key responsibilities:** + Evaluate ... Citigroup Chief Risk Officer, the Citibank Chief Risk Officer, senior management and regulators over...the effectiveness and adherence to regulatory expectations of key enterprise risk management… more
- Citigroup (Irving, TX)
- …elements. The positions in this role will report to the coverage Lead of Independent Compliance Risk Management (ICRM), who reports to the Operational Risk ... program and policy development + Facilitating adherence to Op Risk specific regulatory requirements through proper usage...Risk & Controls experience is a plus. + Risk Management and/or Compliance experience and robust… more
- Wells Fargo (Dallas, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant to be...understanding of risk reporting, policies, strategies, procedures, regulatory requests, and compliance requirements. + Partner… more
- Citigroup (Irving, TX)
- **Operational Risk Senior Analyst - Tech, AVP** O&T is tightly integrated with Citi's businesses and plays a central role in driving value for the firm as well ... requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current...as required. + Ensures the Operations Team is in compliance with all regulatory policies and procedures.… more
- PNC (Dallas, TX)
- …valued and have an opportunity to contribute to the company's success. As a LOB Risk Specialist Senior , within PNC's Enterprise Fraud Risk Management support ... + Participates in the design and development of the risk management program to meet business and regulatory... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- US Bank (Dallas, TX)
- …Senior to Executive Leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, RCA Managers, and other Senior RCA Managers to, ... of global companies assessed on the CDP "A" List for climate change action. **THE ROLE:** The Senior Manager, Operational Risk Review Technology partners with … more
- Citigroup (Irving, TX)
- …hoc activities as required. + Ensures the Operational Risk Team is in compliance with all regulatory policies and procedures. + Additional duties as assigned ... The Operational Risk Sr Analyst is a seasoned professional role....of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Charles Schwab (Westlake, TX)
- …area of study. + 5+ years of testing experience in audit, SOX, compliance , and/or enterprise/operational risk management. + Advanced understanding of risks and ... strong knowledge of enterprise and/or operational related industry best practices and regulatory requirements. + Proficiency in risk and control data analysis,… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Audit Manager,** you will manage audit engagements, varying in complexity, and often… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... a part of what makes us so special! **The Opportunity** As a dedicated Senior Auditor you will execute and lead audit assignments. Identify problems and resolutions… more