- Bank of America (Plano, TX)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... Fosters an inclusive work environment. **Responsibilities:** Responsible for leading audit data coverage of AML risks and...Responsible for leading audit data coverage of AML risks and controls, managing, leading, and executing a… more
- Bank of America (Dallas, TX)
- IT Audit Senior Audit Manager - AML /Economic Sanctions/Fraud New York, New York;Dallas, Texas; Charlotte, North Carolina **Job Description:** At Bank ... - Global Technology Audit Team, the Senior Audit Manager will oversee...large financial institution. + Minimum 10 years of IT audit experience evaluating systems that support BSA/ AML ,… more
- Bank of America (Plano, TX)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Bank of America (Dallas, TX)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New...Anti-Money Laundering Specialist (CAMS) - Minimum 5 years of audit experience in areas related to BSA/ AML ,… more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager responsible for providing Subject matter ... to the First and Second Lines of Defense on AML process and risk controls. S/he is responsible for...assessment functions including but not limited to risk assessments, audit exams, internal testing, issues management, etc + Support… more
- Capital One (Plano, TX)
- Plano 3 (31063), United States of America, Plano, Texas DART Senior Audit Manager . FCC/Compliance Audit (Hybrid) **Capital One's Audit function is a ... growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Sr. Manager interested in becoming part of our Dynamic… more
- Bank of America (Dallas, TX)
- Data Quality (DQ) Audit Team - Audit Manager ...data risk across the enterprise. Will act as a senior resource and will lead audit engagements and ... Description:** As a member of the Data Quality (DQ) Audit team, the candidate will execute audit ...Data or other relevant experience + 2+ years of AML data investigations at a regulated financial institution in… more
- Bank of America (Dallas, TX)
- Quality Assurance Audit Manager Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode ... to independently draft quality reports and present results to senior audit management across the globe, and...control environment **Required Qualifications:** + Experience Range: 7-10 years ( Audit Manager ) + Strong internal audit… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... control environments in coordination with the Audit team. The overall objective is to recruit, develop,...audits, issue validations, business monitoring, regulatory, governance committee and senior management reviews. + Manage a small to medium… more
- Capital One (Plano, TX)
- …Innovation, AML Advisory, the AML Program Risk Office, Legal, Internal Audit , Compliance, Risk Management and Senior Leadership + Support and engage in ... Plano 5 (31065), United States of America, Plano, Texas Compliance Advisor Manager Capital One's AML and Sanctions program enables rigorous, nimble, and… more
- Charles Schwab (Westlake, TX)
- … testing, identify and draft audit observations for review by the Internal Audit Manager / Senior Manager (and above levels) and subsequent debriefing ... (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset Management enterprise team, the Senior… more
- Bank of America (Dallas, TX)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...Bachelor's or Master's Degree + Minimum 1-3 years of audit experience in areas related to AML ,… more
- Wells Fargo (Irving, TX)
- …with the ability to lead through influence. + Experience writing reports for senior leadership audience level. + Experience in Audit , Compliance, Risk and ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more… more
- Bank of America (Dallas, TX)
- Global Financial Crimes Manager - Investigations Risk Charlotte, North Carolina;Charlotte, North Carolina; Phoenix, Arizona; Dallas, Texas; Chicago, Illinois **Job ... risk management requirements. The Global Financial Crimes Investigations Risk Manager is responsible for managing and mitigating financial crime operational… more
- Bank of America (Fort Worth, TX)
- …product, and risk leadership to drive performance. The Consumer & Small Business (CSB) AML Strategy Manager will be responsible for driving AML Strategic ... independently, set-goals and deadlines Desired Qualifications: *Prior experience in AML processes desirable, including regulatory/ audit /issues management *Strives… more
- Capital One (Plano, TX)
- …of DART, the candidate will focus on engagements involving Corporate Compliance, BSA/ AML , Sanctions, and Fraud Compliance related audit projects that provide ... input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ethical standards.**… more