- Citigroup (Irving, TX)
- ** Regulatory Risk Officer Vice President - Capital Planning Review Team** The Finance Chief Risk Office ("FinCRO") provides risk management ... risk limits. As a member of the CPRT team, the Regulatory Risk Officer Vice President will provide independent review and challenge across the… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within consumer credit risk and provides oversight (as second ... locations: Tampa, FL and Wilmington, DE **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary Location:**… more
- Citigroup (Irving, TX)
- The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full time **Primary Location:**… more
- HUB International (Dallas, TX)
- …of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory compliance bulletins applicable to RIAs. ... highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to collectively… more
- Citigroup (Irving, TX)
- …process and quality breaks within the quality assurance function. + Ideally, credit officer or analyst or credit risk background, with experience on day-to-day ... and reporting for wholesale credit businesses across the enterprise. Wholesale Credit Risk ("WCR") In-Business Quality Assurance (QA) is an integral part of the… more
- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance ... assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required documentation,… more
- Citigroup (Irving, TX)
- … Risk and Control team is looking for an energetic and passionate IT Risk Officer to join our team to provide support for the Enterprise Services ... Risk Management such as first line Technology Control Officer , second line Operational Risk Management policy...Planning & Capacity Management, or Production Operations + Technology Risk Management or equivalent Audit or Regulatory … more
- Citigroup (Irving, TX)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... + Develops, enhances, and validates the methods of measuring and analyzing risk , for all risk types including market, credit and operational.… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (Irving, TX)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting **Branded Cards Product ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Zurich NA (Dallas, TX)
- … 110831 Zurich North America is looking for an experienced Commercial Surety Underwriting Officer (AVP or VP Level) to join our Commercial Surety team within ... be filled at either the AVP (6T level) or VP (7T level). The hiring manager will determine the...+ Surety knowledge/experience and knowledge of the legal and regulatory guidelines + Understanding of structure of broker relationships… more
- Baylor Scott & White Health (Dallas, TX)
- …program. The Corporate Compliance Manager works under the direction of the Compliance Vice President and/or Director to manage ongoing activities related to the ... Position Overview: Collaborate with the BSWH Compliance Director and/or Chief Compliance Officer , acting as the technical expert on laws, regulations, and guidance… more
- Texas Health Resources (Arlington, TX)
- …work hours: Monday-Friday 8:00a - 5:00p **Position Summary** Reporting directly to the Senior Vice President and Chief Compliance Officer (SVP and CCO), the ... including: Oversee and develop compliance and privacy programs in line with regulatory standards and best practices. Oversee ECPOs activities, monitor performance in… more
- Toyota (Plano, TX)
- …improvement and expertise using SAP, BPC, SAC and Ariba technology solutions. Reporting to the Vice President & Chief Accounting Officer , the person in this ... Ensure SAP solutions comply with organizational policies, industry standards, and regulatory requirements. 4. Stakeholder Management: + Primary point of contact for… more
- Nuveen Investments (Frisco, TX)
- This position reports to the VP , Compliance Officer who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker-dealer, which serves as ... + 3+ years of proven knowledge and experience with securities laws, regulatory compliance, risk management and risk controls. + Series 7 and Series… more
- Nuveen Investments (Frisco, TX)
- …enhancements in connection with business transformation initiatives. + Assist the VP , Compliance Officer with oversight of complaints process including ... + 3+ years of proven knowledge and experience with securities laws, regulatory compliance, risk management and/or risk controls. + Series 7 and Series… more