- JPMorgan Chase (Jersey City, NJ)
- …the status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President within the Global Strategy team, ... + Experience working on strategic initiatives, preferably in the compliance /regulatory/ surveillance environment - including defining requirements, conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …best-in-class. Job Summary: As a Compliance , Conduct and Operational Risk (CCOR) - Surveillance Lead (Wealth Management Trade Surveillance ) - Vice ... Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues...and skills: + Prior financial services experience in Trade Surveillance or other Compliance function + FINRA… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As a Surveillance Lead Vice President within the North America Information Barrier ... with both the Line of Business (LOB) management and Compliance stakeholders, as well as global/regional Surveillance ...and Compliance stakeholders, as well as global/regional Surveillance teams. Additionally, you will be a key contributor… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, Audit ... and Reporting within the Compliance Communications Surveillance function and will be instrumental in developing, deploying,... Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral… more
- SitusAMC (New York, NY)
- …covering the US region. The successful candidate will report to the SLF US Regional Lead of CRE. The primary responsibility is the credit surveillance of the ... documentation with a specific focus on credit terms. + Maintain continuous Surveillance and oversight responsibilities of existing book, noting any industry or… more
- JPMorgan Chase (Jersey City, NJ)
- T he Risk Management & Compliance Technology Machine Learning team at JPMorgan Chase focuses on solving challenging business problems such as Anti-Money Laundering ... and Surveillance through data science and machine learning techniques across Risk, Compliance , Conduct and Operational Risk. As an Applied AI ML Lead on the… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- The Vice President (VP) of GPS Operations is responsible for overseeing the global pharmacovigilance areas of Case Evaluation and Reporting (CER), Quality and ... Compliance Center of Excellence (CoE) ensuring the effective operations...and implementing regulatory requirements, along with shown capabilities to lead cross-functional initiatives. The VP of GPS Operations will… more