- HSBC (New York, NY)
- …and swaps-related regulations, and associated regulatory initiatives where it relates to trade and transaction reporting + Assist in managing the ... we all share. You will manage the OTC Derivatives Trade and Transaction reporting team,...facing regulators (CFTC, NFA etc.) and providing response to trade reporting regulatory exams and… more
- ADP (Roseland, NJ)
- …relating to the execution of key AML functions including Know Your Client (KYC), transaction monitoring, AML reporting , and training. + Manage team and oversee ... is hiring a** **Senior Director, AML Practice, Export Controls, Economic and Trade Sanctions** The Senior Director, AML Practice, Export Controls, Economic and … more
- TD Bank (New York, NY)
- …Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of either Fixed ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …TDS US Compliance team is looking for Vice President to join the trade surveillance team focused on Communications. Preferred 5-10 years of experience in ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- …insights and executive-level influence. As an Associate Business Manager n the Trade & Working Capital Business Management team within Payments organization, you ... will facilitate the execution of business strategies and manage financial reporting in alignment with business priorities. This includes preparing strategy decks,… more
- JPMorgan Chase (New York, NY)
- …Operations process, including key elements such as confirmations, settlements, and regulatory reporting , and the ability to facilitate issue resolution ... support efficient trading activities. Your responsibilities will include timely transaction capture, process management, and strategic initiative participation. You… more
- Scotiabank (New York, NY)
- … Reporting , FR Y-15, and other Fed reports. + Assist the Broker Dealer Regulatory Reporting team in ensuring compliance with Broker Dealer 15c3-1 Net Capital ... an important bridge to this key global market for trade and investment flows across the Americas and the...+ 15+ years of relevant experience in financial and regulatory reporting . + Understanding of banking business,… more
- SMBC (Jersey City, NJ)
- …**Role Description** Support accounting operations and internal / external financial and regulatory reporting requirements in a dynamic environment within SMBC ... reports as needed **Qualifications and Skills** + Knowledge of financial and regulatory reporting , consolidation balance sheets and general accounting practices… more
- TD Bank (New York, NY)
- …**Department Overview:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- TD Bank (New York, NY)
- … regulatory compliance by developing and maintaining a comprehensive trade and communications surveillance program, including identifying emerging risks, ... leadership qualities, and the ability to drive strategic initiatives in a complex regulatory environment. Key Responsibilities: + Reporting : With the Global Head… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... to its employees. **Role Description** Grounded in an understanding of the Transaction Banking business, the candidate will support the cash management products and… more
- Scotiabank (New York, NY)
- …culture. **Senior Manager, US GTB Product Control - New York, NY** Global Transaction Banking (GTB) is the payments and transaction engine of Scotiabank. ... conducted are in compliance with governing regulations, internal policies and procedures. Reporting to the Director, US Head of Product Control, the incumbent is… more
- Scotiabank (New York, NY)
- …and analysis. + Generate ad-hoc reports to satisfy various financial and regulatory reporting requirements. + Investigate and resolve P&L discrepancies arising ... US GTB Product Control - New York, NY** Global Transaction Banking (GTB) is the payments and transaction...compliance with governing regulations, internal policies and procedures. + Reporting to the Senior Manager, US GTB Product Control,… more
- Santander US (New York, NY)
- …defense role for the bank across all risks: Financial/ Credit, Legal, Reputational, Regulatory , Compliance, etc. + Reporting to senior management regarding the ... trends and potential projects. Essential Functions/Responsibility Statements: + Market GTB trade products (Receivables, SCF, Structured Trade , Letters of Credit,… more
- Citigroup (New York, NY)
- …environment + Compliance and regulatory experience (knowledge of client and transaction reporting ) + Bachelor's Degree required MBA/CA would be preferred + ... is a market leading, award-winning provider of cash management, cards and trade , solutions to financial institutions, public sector and corporate clients around the… more
- Citigroup (New York, NY)
- …operating more efficiently and effectively. Advise leadership on treasury and trade solutions involving business reviews, external client pitches for transaction ... fixed and variable costs. Manage databases relating to financial reports, regulatory reports, global human resource maps, organizational charts, and technology… more
- SMBC (New York, NY)
- …conditions and risk appetite. Calculate counterparty exposures and potential losses for regulatory reporting including capital adequacy. Perform testing / due ... Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the… more
- JPMorgan Chase (New York, NY)
- …+ Experienced in operational audit and compliance preferred + Experienced in regulatory capital calculation and reporting infrastructures + exposure to ... Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules for current, pending, and proposed strategic business… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Data Analytics Vice President, FCC Analytics, in the Compliance… more