- NatWest Markets (Stamford, CT)
- Broker Dealer Advisory - VP Closing...Sales and Trading business including the US Rates, Repo, Swap Dealer , and Credit Sales & Trading desks. ... the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory ...team andcross-functionally. The ideal candidate will have experience with broker- dealer and swap dealer rules… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President , Accounting Policy Specialist. The Vice President ... Holdings, Inc. and its US subsidiaries (including a broker dealer , lessor entities, swap dealer ,...and a half years of public accounting experience (accounting advisory or on call experience is preferred) and expertise… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within ... and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President , this role will assist in...encompass SMBC Group's Americas Division, inclusive of US Broker Dealer and registered swap dealer ;… more