- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Bloomberg (New York, NY)
- …ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management . **We'll Trust You To:** + Contributeto a ... Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer ,...the ability to convey complexrisk concepts clearly + Understandingof risk management , internal controls, and root cause… more
- Citigroup (New York, NY)
- …activities as well as business line communication + Supporting the development and management of a social media program that establishes a credible platform for ... staff + Evaluation of the internal communication program + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (New York, NY)
- …function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- …for coordinating Citi's global Swap Dealer and Security-Based Swap Dealer Independent Compliance Risk Management (ICRM) program. The individual will ... serve as a senior swap dealer compliance risk officer for (ICRM)...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... degree preferred **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (New York, NY)
- …function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...experience + Prior regulatory engagement, internal audit and project management skills are preferred. + Knowledge of Compliance… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MTA (New York, NY)
- …vendor responsibility hearings, as necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety of topics. + ... Director SALARY RANGE: $130,000- $140,000 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: Various-… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...and custody activity. You will serve as the Credit Officer and primary coverage for those credit relationships. **Job… more
- Citigroup (New York, NY)
- …audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management , Financial and Regulatory Risk Management , etc.), ... matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the...The team enables Markets Operations to comply with Enterprise risk management policies and standards. The incumbent… more
- Citigroup (New York, NY)
- …process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...meeting, management speaking points for Global Business Risk Controls Committee (GBRCC). + Support compliance … more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...and special opportunities activities and the growing third-party asset management + Monitor and enforce compliance with… more
- Citigroup (New York, NY)
- …Job ID #25826577. EO Employer. Wage Range: $207,875 to $250,000 Job Family Group: Risk Management Job Family: Regulatory Risk **Job Family Group:** **Job ... Citibank, NA seeks a Regulatory Risk Senior Officer for its New...supportive analysis, storyboard results, and lead discussions with senior management , Finance heads, Independent Risk to conduct… more
- MUFG (New York, NY)
- …REQUIRED QUALIFICATIONS + Bachelor's degree is required in technology, engineering, risk management , computer science, information systems, or equivalent field. ... businesses, processes, products, and risk preferred FUNCTIONAL SKILLS + Risk management exposure including evaluating the adequacy and efficiency of… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Credit Decisions **Time Type:** Full time ... The Credit Risk Senior Officer I is a...of client, competitor/ industry risks and trends for senior management and/or the Senior Credit Officer +… more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Market Risk… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination ... Management Compliance Officer follows industry...ability to be adept in identifying and resolving complex risk management problems. + Excellent project … more
- Bloomberg (New York, NY)
- …+ UseGovernance Risk and Compliance (GRC) tools to evidence risk management ,monitoring, measurement, and reporting within the division + Followup on ... is to address risks and related issues by providing risk management as a service, focusing on...The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more