- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... (ie, Registrations, Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance… more
- Simon & Schuster (New York, NY)
- …& Schuster. You will play a pivotal role in ensuring accurate financial reporting , strategic decision-making, and cost management practices. **Key ... + ** Financial Compliance:** Ensure compliance with GAAP and other regulatory requirements related to cost accounting and inventory valuation. + **Process… more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... in investment operations, front-office support, or middle office roles at a global asset manager or financial institution. (Buy Side experience is a must have) +… more
- SMBC (New York, NY)
- …architectures. + Familiarity with trade lifecycle, settlements, risk management, and regulatory reporting . + Exceptional ability to influence senior stakeholders ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...**Role Description** We are seeking an experienced Technical Program Manager / Tech Lead with 15+ years of experience… more
- Tutor Perini (New York, NY)
- …sponsorship now or in the future **Tutor Perini Civil-East** is seeking a Project Manager for our **Manhattan Jail** project site in **New York City.** **A** **_bout ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an attractive partner… more
- Neuberger Berman (New York, NY)
- …**Responsibilities:** + Member of the finance team responsible for the accounting and financial reporting oversight for Pre IPO equity and credit funds + ... and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or...Strong understanding of accounting theory and fund accounting and financial reporting + 5 - 8 years… more
- Memorial Sloan-Kettering Cancer Center (New York, NY)
- …Liaison supports MSK's mission of improving care outcomes, strengthening financial sustainability, and ensuring compliance through accurate medical documentation. ... providers, and other teams tofacilitateaccurateclinical documentation + Assists CDI manager with ongoing quality assurance reviews of clinical documentation staff,… more
- Port Authority of New York and New Jersey (New York, NY)
- **Description** **About the Role** Under the supervision of the Assistant Manager of Risk Financing, you will assist in overseeing the daily operations of the Risk ... easements, rights of entry, MOUs) to identify exposure to liability or financial loss and recommend appropriate risk transfer terms and insurance language, and… more
- Tradeweb (New York, NY)
- …trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset ... News & World Report as one of the _Best Financial Services Companies to Work For_ . Tradeweb Markets...including conducting risk assessments, engagement planning, audit execution and reporting ; assisting the annual planning process to deliver the… more
- TD Bank (New York, NY)
- …AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory - Reporting --GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank… more
- Capital One (New York, NY)
- Manager , Regulatory Affairs & Liaison Support Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial ... providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy matters. We are seeking a Manager to play an… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory ... monitoring program + Manages and/or perform independent compliance reviews of regulatory requirements impacting the products supported + Conducts regulatory … more
- Robert Half Finance & Accounting (New York, NY)
- …capabilities and support career growth Requirements * Proven experience in SEC financial reporting and compliance, including handling Form 10-K and Form ... Description Senior Manager , SEC Reporting & Technical Accounting...10-Q filings. * Strong knowledge of financial systems such as Workiva and NetSuite. * A… more
- Robert Half Technology (New York, NY)
- …of 10 years of experience in investment operations, data management, or client reporting within financial services or wealth management. * Expertise in Addepar, ... looking for an experienced individual to lead our Data Management and Client Reporting initiatives. This role requires a strategic thinker with a deep understanding… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Economic Sanctions New York, New York;Charlotte, North Carolina; Tampa, Florida **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Financial -Crimes- Manager Economic-Sanctions\_25047263-2) **Job Description:** At Bank of… more
- Raymond James Financial, Inc. (New York, NY)
- …Analyst_ ) plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and ... projects + Performs other duties and responsibilities as assigned **Knowledge of** : + Non- Financial Regulatory reporting requirements + Financial market… more
- American Express (New York, NY)
- …highly motivated and knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management ... in partnership with compliance, legal, and audit functions. + Support internal and regulatory exams, audits, and inquiries related to financial crimes. +… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
