- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- JPMorgan Chase (Brooklyn, NY)
- …Global Financial Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...Create and analyze monthly governance decks utilized by LOB senior leadership + Maintain user guide documentation **Required qualifications,… more
- Morgan Stanley (New York, NY)
- …issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management ... for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... programs to deliver data driven insights that balance risk management and compliance concerns with supporting...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Morgan Stanley (Garden City, NY)
- …issues as related to risk and compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan Stanley Wealth ... responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Complex Risk Officer , the Complex … more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... communication skills required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required in order to… more
- Citigroup (Queens, NY)
- …sub committee, and business forum. This role will work closely with our risk management, control, and compliance organization to ensure the appropriate ... The Wealth Management Business Risk & Controls Governance Manager will lead the...Enhance our global Wealth fiduciary governance framework to drive compliance with regulatory and internal governance requirements for monitoring,… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- Citizens (New York, NY)
- …Experience guiding credit culture and oversight framework to ensure adequacy of risk /reward balance, regulatory compliance , governance structure, risk ... Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York...role is a highly visible leadership role requiring strong risk identification, assessment, and mitigation skills, line of business… more
- Citigroup (Queens, NY)
- …Citi's risk positions to Senior Management; including updates to Chief Risk Officer 's, Product Managers and Sr . Management related to risk ... The Business Risk Sr Group Manager manages multiple...position requires substantial interaction and collaboration with Policy, Business, Risk Management, Compliance , and other functional business… more
- Citigroup (New York, NY)
- The Legal Support Sr . Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... with the objectives of the legal team. As a Senior Lead - eDiscovery Compliance and Data...Develop and implement metrics and reporting tools to track compliance with data controls and risk management… more
- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise … more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I with support the day-to-day execution of Wealth's first-line risk management framework. The professional will closely ... risks for our business. This role will be engaged in driving policy compliance across the Enterprise Risk Management Framework for the Wealth organization.… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I...and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. ... the Business through continuous and open communication, buy preparing and host Business Risk Committee meetings with Senior Management to present and follow-up… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance ... management metrics and tools. She will have excellent communication skills to influence risk discussions, often with senior Traders and other control partners.… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...enhances, and validates the methods of measuring and analyzing risk , for all risk types including market,… more
- Bank of America (New York, NY)
- Sr Quantitative Finance Manager New York, New York;Jersey...of model validators and reports up to the Model Risk Officer . The MVL is accountable for ... testing, valuation, and regulatory capital purposes. The MVL is responsible for providing risk oversight, acting as a subject matter expert and the second line of… more