- Eclaro (New York, NY)
- …(eg, testing ) Required Qualifications: Minimum 3+ years of Audit, Risk, Business Control , Compliance, Finance, or other relevant experience Ability to plan, ... business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, … more
- Eclaro (Chinatown, NY)
- …1 investment bank preferred) Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services Minimum 2 years ... Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope… more
- Eclaro (Chinatown, NY)
- …provider, collaborating with customers to manage their needs and achieve success in their business goals. If you're up to the challenge, then take a chance at this ... replication functions as expected. Execute regularly scheduled disaster recovery testing . Monitor database performance and recommend changes. Monitor and administer… more
- Eclaro (Chinatown, NY)
- …Required Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the ... business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, … more
- Citigroup (New York, NY)
- …Segments (ie, client-facing) businesses. This position reports to the Wealth Client Segments Control Testing Lead , within the USPB-Wealth-Common Control ... of controls monitoring/ testing . The Wealth Client Segments Control Testing Leader is a...with partners and stakeholders to drive control testing 's success in support of the business 's… more
- Citigroup (Queens, NY)
- …Work. This position a strategic- and execution-oriented leadership role accountable for end-to-end control testing for a specific business /segment - ie ... supporting the above responsibilities, with breadth and depth on control testing planning and execution. The position...reporting. + Partner with Business AU Owners, Control Owners, Business Control Heads,… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... **Description** **You Lead the Way. We've Got Your Back.** With...Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Risk ID, Assessment, and Testing … more
- Wells Fargo (New York, NY)
- …support Wells Fargo Advisors (WFA) control functions and is considered a team lead . You will collaborate with business partners to monitor and assess the ... (https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth… more
- Wells Fargo (New York, NY)
- …(https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets ... training, military experience, education **Desired Qualifications:** + 5+ years strong control evaluation/ testing and/or Audit experience + Basic knowledge of… more
- Citigroup (New York, NY)
- …required** + 15+ years of relevant work experience in Financial Services in Business Risk, Operational Risk, Control Testing Compliance, and/or governance ... - Client Organization - Risk & Controls - MCA Control Design Lead ** This role reports into...degree required **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- WSP USA (New York, NY)
- **This Opportunity** WSP is currently initiating a search for a ** Lead Substation Protection & Control Engineer** to join our East Energy team in _Buffalo, NY_ . ... guidance of the Supervising Engineer. * The Protection & Control Engineer is responsible for the following functions: *...things work today before we modify existing schemes. * Lead overall protection design for all capital projects and… more
- TD Bank (New York, NY)
- …**Line of Business :** EPOCH LLC **Job Description:** The Governance & Control Specialist, EPOCH manages a portfolio of governance and control activities ... and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead ...array of processes + Acts as liaison to internal business and control partners to achieve common… more
- SMBC (New York, NY)
- …The BCO will assist the CM BCO lead on execution of the Business Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) ... & controls. **Primary Responsibilities** + Assist the CM BCO lead on assessment of process and controls effectiveness across...Central Control testing teams on testing requirements. Liase with business on providing… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... **Description** **You Lead the Way. We've Got Your Back.** With...Bank Headquarters (AENB HQ). The objective of the AENB Control Management Risk ID, Assessment, Testing and… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing, and reporting control issues… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... monitoring of control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence of similar future… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management is a crucial role within the Compliance ... with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change Management. Additionally, the position oversees the Risk… more
- American Express (New York, NY)
- … processes and systems (along with business process owners) + Manage control monitoring (supplemental to BU process owners testing ) and compile key ... business , meet its objectives and demonstrating an effective control framework. The objective of the GCS Control... control framework. The objective of the GCS Control Management Risk ID, Assessment, Testing and… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments businesses. ... This position reports to the Wealth Client Segments Control Testing Head within the Control...and drives accountability with partners and stakeholders to drive testing 's success in support of the business 's… more
- Broadridge Financial Solutions (Edgewood, NY)
- …for a dynamic self-starter to join us in our Deer Park Office as of our Business Quality Control Rep. This role is in our Customer Communication Division, which ... in monitoring emails, job queues, and manual requests which require quality control task/review to be performed within a set timeline (Service Level Agreement).… more
