- Eclaro (New York, NY)
- …risk management, operational processes and regulatory landscape. Audit or risk control risk /controls background in financial services Intermediate ... (eg, testing) Required Qualifications: Minimum 3+ years of Audit, Risk , Business Control , Compliance, Finance, or other relevant experience Ability to plan,… more
- Citigroup (New York, NY)
- …required** + 15+ years of relevant work experience in Financial Services in Business Risk , Operational Risk , Control Testing Compliance, and/or ... **Director - Client Organization - Risk & Controls - MCA Control Design Lead** This role reports into Client Organization- Head of MCA, Risk Assessment, … more
- American Express (New York, NY)
- …work closely with various teams and contribute to the organization's overall operational risk management objectives **Responsibilities Include:** **** + Assist ... play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk...in implementing operational risk management plans within Credit Fraud… more
- American Express (New York, NY)
- …work closely with various teams and contribute to the organization's overall operational risk management objectives **Responsibilities Include:** **** + Assist ... play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk...in implementing operational risk management plans within Global … more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... a GSIB. Knowledge of second line work, more specifically operational risk , is desirable but not required....and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... ** Risk Analytics Business Risk and Control Group Manager -...Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job… more
- Citigroup (New York, NY)
- …and stress testing for Operational Risk Capital requirements + Manage risk and control assessments or coordination for programs within various risk ... The Business Risk and Control Sr Group Manager...The Business Risk and Control Sr Group Manager - Technology and Data...and training are in place to support management of Risk profiles + Support operational risk… more
- SMBC (New York, NY)
- …knowledge of change management and process improvement best practices + Functional knowledge of Operational Risk & Control Frameworks, with focus on Risk ... The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ...business sponsors. + Assist with investigation and remediation of operational risk incidents, including incident investigation and… more
- American Express (New York, NY)
- …the Corporate Functions Control Management Governance team is to establish the Operational Risk and Controls strategy for Corporate Functions, set up a ... and managed in compliance with enterprise Operational Risk Management programs and reporting. Corporate Functions Control...looking for a **Manager of Governance, Operational Risk Program Management** , focused on ensuring control… more
- American Express (New York, NY)
- …together.We ensure a strong control environment by supporting EDDS in Operational Risk Management Programs. We identify risks, enhance controls, integrating ... to work independently as well as part of a team. **ORMCM - Operational Risk Management Control Management** **Qualifications** Salary Range: $38.45 to $87.00… more
- American Express (New York, NY)
- …work closely with various teams and contribute to the organization's overall operational risk management objectives **Responsibilities Include:** **** + Assist ... play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk...in implementing operational risk management plans within Global Merchant… more
- Citigroup (New York, NY)
- …Head is a first line of defence specialist who oversees, manages, and executes operational risk and control responsibilities and drives operational ... Technology) to establish and monitor a robust framework that enables effective operational risk and control management. This includes assessing and providing… more
- Scotiabank (New York, NY)
- Manager, First Line Operational Risk , SBUS Risk Assessments and New Initiatives **Requisition ID:** 209639 **Salary Range:** 85,700.00 - 159,100.00 _Please ... framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in...subsequently require the ability to connect key processes and operational risk frameworks, including but not limited… more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... developing new strategies to advance the program. + Establish and maintain an operational risk and control library with change management governance. + Work… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:** 209641 **Salary Range:** 85,700.00 -...regulated Risk & Control Self-Assessment (RCSA)… more
- Citigroup (New York, NY)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... The Business Risk and Control Officer is a...well understood and adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing… more
- Citigroup (Queens, NY)
- …controls after the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...and adequately controlled (if applicable). + Support management on operational risk scenario analysis and stress testing… more
- American Express (New York, NY)
- … ID, Assessment, and Testing team is to identify, assess, mitigate, and report on Operational Risk within BU processes for AENB to ensure adherence to regulatory ... through managing a clear methodology of inherent and residual risk . The Corporate Functions Control Management team...(supplemental to BU process owners testing) and compile key operational risk trends, activities, and events +… more
