- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** The Principal Review Analyst II is a FINRA and SEC ... as well as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags… more
- Research Foundation CUNY (New York, NY)
- …related social science field; or equivalent training or professional/personal experience + Level II Analyst : At least three years of experience with a Bachelors ... Job Title: Policy Analyst PVN ID: VB-2411-006546 Category: Managerial and Professional...but not limited to meeting scheduling, event/convening coordination, invoice/budget review , drafting agendas, and meeting minutes; + Drafting memos,… more
- Wellington (New York, NY)
- …closely with other compliance professionals and attorneys. Responsibilities The Compliance Analyst 's principal responsibilities will include the following: + ... of our clients. **About the Role** Position Overview The Compliance Analyst will support Wellington Management's global private investments compliance program as… more
- Citigroup (New York, NY)
- …compliance with regional regulations including MAS filing, AIFMD, CISA, RDR, PRIIPs, MiFID II and US Volcker Rule. + Prepare intranet product page and WebQQ launch ... and coordinate activities related to product launch and operations and Supervisory Principal training where applicable. + Sales and revenue tracking and reporting.… more