• US Equities and Trading

    JPMorgan Chase (New York, NY)
    **Job Summary** As a Control Management Vice President within our dedicated team, you will be tasked with maintaining a sustainable and disciplined end-to-end ... control environment for the line of business. Your responsibilities...capabilities, and skills** + Basic understanding of trade-life cycle, equity & markets + Prior front office exposure preferred… more
    JPMorgan Chase (11/02/24)
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  • VP, Compliance Product Officer - Cash Sales…

    Citigroup (New York, NY)
    …laws, rules, regulations, risks and typologies + Compliance product coverage for Cash Sales Trading and Equities Trading + Must be a self-starter, flexible, ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $142,320.00 -… more
    Citigroup (11/14/24)
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  • Manager, US Internal Control

    Scotiabank (New York, NY)
    …of internal controls relating to wholesale bank and trading operations and internal control within the US This Manager's role will focus on Internal ... Manager, US Internal Control and Global Wholesale...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
    Scotiabank (08/31/24)
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  • Audit Manager - Global Markets Equities

    Bank of America (New York, NY)
    …loan and other structured equity financing products. Familiarity with US equity market regulations, exchanges/execution venues, clearing and settlement ... , Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading...+ Critical Thinking + Technical Documentation **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
    Bank of America (09/12/24)
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  • Americas Equities Production Practice Lead…

    HSBC (New York, NY)
    …It's not mandatory but it is important to have Some level of experience with Equities Trading In compliance with applicable laws, HSBC is committed to employing ... any other trait protected by applicable law. **Job Field:** Technology **Primary Location:** North America- United States -New York-New York **Req ID:** 0000K22V more
    HSBC (10/31/24)
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  • US Equity Derivatives - Project…

    SitusAMC (New York, NY)
    …role is for a business manager, based in New York to support the Equity Derivatives US business. The Business Management function provides strategic, analytical, ... Equity Derivatives business. It involves working on the trading floor and building strong relationships across desks and...CCO, and ORM teams, ensuring we operate an effective control environment for the Equities business. +… more
    SitusAMC (10/26/24)
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  • Investment Trading Principal - Municipal…

    Citigroup (New York, NY)
    …within which CIM trades + Familiarity with Equities Markets + Understanding of US regulatory framework with specific reference to trading activity + A good ... Product Manager **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
    Citigroup (08/27/24)
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  • Compliance and Operational Risk Manager-…

    Bank of America (New York, NY)
    …electronic trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...Communications **Job Description Summary:** Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and… more
    Bank of America (09/19/24)
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  • Officer - Markets Support Analyst

    Bank of America (New York, NY)
    …Acumen + Client Management + Data Collection and Entry **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency details** ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for providing...3-4 years of experience in Middle Office OR Trade Control OR Trading Assistant OR Fixed Income… more
    Bank of America (10/25/24)
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  • Operations Specialist

    TD Bank (New York, NY)
    …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 40... to provide critical infrastructure services that support and/or control the trading , investment, and corporate banking… more
    TD Bank (11/15/24)
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  • Quantitative Analyst - Equity Derivatives…

    Citigroup (New York, NY)
    …Quantitative Analysis **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $150,000.00 - ... within the business. The role involves working closely with Trading , Sales, Structuring, and Risk and Control ...is the development of pricing models within the strategic Equity Derivatives analytics library. Experience of 2 to 4… more
    Citigroup (11/05/24)
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  • Senior Manager, Markets Compliance Officer

    Scotiabank (New York, NY)
    …**Purpose** Contributes to the overall success of the Equities Sales and Trading businesses in the US ensuring specific individual goals, plans, initiatives ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
    Scotiabank (10/22/24)
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  • SVP, Market Risk Senior Officer I (Hybrid)

    Citigroup (New York, NY)
    …Market Risk **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $176,720.00 - $265,080.00 ... Markets and oversees market risk coverage of the Global Equities desks. The Equity Market Risk team...long-term basis for various financial products traded in Global Equities . Individuals monitor trading limits and are… more
    Citigroup (11/14/24)
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  • Implementation Engineer (Hybrid-Flexible Options)

    Broadridge Financial Solutions (New York, NY)
    …technical knowledge of international financial markets relating to principal and agency trading , equities and derivatives, FX, and fixed income asset classes; ... come join the Broadridge team. Broadridge is Growing! At Broadridge (BTCS) Trading Solutions Delivery (TSD), our mission is to deliver high-performance and… more
    Broadridge Financial Solutions (11/12/24)
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  • Investment Grade Trader - Vice President…

    Citigroup (New York, NY)
    Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $175,000.00 - $250,000.00 ... The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall… more
    Citigroup (09/19/24)
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  • Compliance and Operational Risk Manager

    Bank of America (New York, NY)
    …+ Strong time-management skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:** 40 **Pay Transparency details** ... along with the power to make a difference. Join us ! **Job Description:** This job is responsible for executing...and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring… more
    Bank of America (10/31/24)
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  • Global Markets In-Business Market Risk / Market…

    Citigroup (New York, NY)
    Trading **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $175,000.00 - $250,000.00 ... establish a holistic understanding of market risk and capital of the aggregated trading portfolio, as well as to optimize business's return on capital. Global… more
    Citigroup (09/18/24)
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  • Trader

    Citigroup (New York, NY)
    …the Equity Funding desk. By joining this desk, you will be responsible for trading Equity Swaps, repos, stock loan, FX swaps and interest rate swaps. The ... the continued growth of the wider Prime, D1 & Equities business at Citi. You will also be expected...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
    Citigroup (11/09/24)
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  • Lead Control Management Officer - Capital…

    Wells Fargo (New York, NY)
    …services companies - as the best workplace "to grow your career" in the US At Wells Fargo, we support employees' career aspirations and growth. We're proud of ... our employee-welfare-centered business approach and our commitment to diversity, equity , and inclusion in the workplace. We offer competitive salaries and one of the… more
    Wells Fargo (11/09/24)
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  • Data Management Analyst - TDS US

    TD Bank (New York, NY)
    …In 2023, we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing ... **Work Location** : New York, New York, United States of America **Hours:** 0...services to corporate, government and institutional clients who choose us for our knowledge, innovation and experience in the… more
    TD Bank (11/01/24)
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