- NatWest Markets (Stamford, CT)
- Broker Dealer Testing Associate Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249216 Our people work ... proper operations of the department and the business._ **Swap Dealer Testing Associate 2LOD** This...of CFTC, DTCC, NFA regulation. + Some knowledge of broker - dealer and securities processes and business. +… more
- MUFG (New York, NY)
- …Sales and Trading, Interest Rate Derivatives, equities, credit, securitized products) and Swap Dealer / Broker Dealer regulation are highly desirable, ... member of our recruitment team will provide more details. **Position Summary** The Associate supports the Business Unit Risk Management (BURM) team in the "first… more