- NatWest Markets (Stamford, CT)
- Swap Dealer Testing VP Closing date for applications: 06/02/2025 Stamford,United States Permanent Full Time \#R-00249217 Our people work differently ... as necessary to ensure the proper operations of the department and the business._ ** Swap Dealer Testing VP (2LOD)** Reporting to the Senior Monitoring… more
- MUFG (New York, NY)
- …and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer , Volcker and FINRA, SEC and NASD rules. + Experience working with ... execution of the end-to-end audit process (eg planning, fieldwork testing , reporting, issues validation, etc.). The Senior Auditor I...May supervise staff during an audit engagement at the VP Level and below. **Major Responsibilities:** + Act as… more