• AVP , Principal Compliance

    Nuveen Investments (Frisco, TX)
    This role provides Compliance support to Nuveen Global Client Services, with back to the eMonitoring team. **Key Responsibilities and Duties** + Execute oversight ... support model. + Maintain policies and standard operating procedures. + Assess compliance impact in relation to technology enhancements in connection with business… more
    Nuveen Investments (11/06/24)
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