- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** This role will support the Compliance Issue Management team (CIM) to ensure the proper ... management reporting for senior leadership to support issue tracking for compliance . + Assist in...management self-identified issues (MSII) within the Firm's central issue tracker tool for compliance , assessing and… more
- SMBC (Jersey City, NJ)
- …Reporting to the Director of Compliance Program Management , the Compliance Program Management Associate assists the team with the oversight, ... the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review + Develop and manage robust… more
- Grant Thornton (New York, NY)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... As a Regulatory Compliance Risk Senior Associate (Banking/Financial Services),...background highly preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... Identifies underlying issues and escalation / validation thereof with stakeholders. + Drafts Issue Memorandums and Reports for issuance to management . + Assists… more
- SMBC (Jersey City, NJ)
- …the ongoing tracking and completion of FCC-owned issues and drive resolution. + Assist compliance issue owners/managers through the issue closure process and ... and applicable rules, regulations, and processes, especially BSA/AML/OFAC. Foreign bank and issue management experience are a plus. + Superior organizational… more
- JPMorgan Chase (Jersey City, NJ)
- …you will play a crucial role in managing various aspects of the guideline management workflow and new issue process across different product groups. In this ... small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive total rewards package including base salary… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Senior Associate to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... our organization's governance and operational excellence! As a Senior Associate on the Asset Management Audit Team,...business management , other control groups (ie risk management , compliance , fraud prevention), external auditors, and… more
- JPMorgan Chase (Jersey City, NJ)
- …on delivery across multiple data management and governance disciplines, As a Data Management Associate within our Data Management & Governance team, you ... functions to support data related efforts Accelerate data analysis and issue resolution through effective program governance, process/data mapping and data… more
- JPMorgan Chase (New York, NY)
- …experience and insight that few other firms can match. As a US Client Onboarding Management associate on the onboarding team you will have the opportunity to ... up requirements to ensure timely execution of key deliverables + Undertake effective issue management practice to ensure timely resolution of key roadblocks,… more
- SMBC (New York, NY)
- …and presentation skills + Previous experience with data governance and data quality issue management . Demonstrated experience working on key data elements and ... SMBC offers a competitive portfolio of benefits to its employees. **Role Description** **The** ** Associate - Risk Data Management role will be within the Risk… more
- JPMorgan Chase (Jersey City, NJ)
- …to deliver consistent and rigorous operational risk practices and control programs, including issue management , regulatory issue closure prep, control design ... We are seeking a self-motivated and inquisitive Control Manager - Senior Associate to join our Firmwide Control Management team. This role is ideal for someone… more
- TIAA (Iselin, NJ)
- …opportunities to strengthen controls to enhance confidentiality, integrity, and availability. + Issue & Incident Management - responsible for supporting these ... **Sr. Associate , Technology Risk (2LoD)** The Sr. Associate...Risk Management Committees - provide support to management in delivering periodic risk and compliance … more
- Institute of Electrical and Electronics Engineers (Piscataway, NJ)
- …experience, technical solutioning, governance, accessibility, form design, and digital compliance management . Evaluates tools/applications and recommends those ... Associate Director, Digital Governance and Solutions - 240282...IEEE's cross-platform digital presence through user experience, accessibility, communications, compliance , and governance best practices and services. This includes… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC is seeking a Model Risk Management Associate with a strong project management background to join ... and the Board. **Role Objectives:** + Track multi-year projects in Model Risk Management including regulatory compliance programs, IT and systems development and… more
- Bristol Myers Squibb (Summit, NJ)
- …critical to quality (CtQ) data, processes, and vendors, demonstrating effective risk and issue management . Provide quality and compliance consultation to ... management for CtQ data, processes and vendors demonstrating effective risk and issue management . This will involve collecting all the relevant inputs from… more
- S&P Global (New York, NY)
- …internal use):** 12 **The Team** : S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides credit ratings and ... backed by a wide variety of nontraditional assets. In this role, the Associate Director will be responsible for end-to-end rating process, research, cash flow,… more
- City of New York (New York, NY)
- …directly to the Board, after which the Board has a short window of time to issue a determination. The Associate will assist the Director of Appeals with handling ... Charter mandates the Board's five functions: - Establish and ensure compliance with minimum standards "for the care, custody, correction, treatment, supervision,… more
- Deloitte (New York, NY)
- …dispositions + Holding meetings with Project Leadership to discuss investigator performance, issue management , and case escalation decisions + Providing feedback ... Anti Money Laundering (AML) Project Associate (Senior Consultant) The Opportunity Do you have...("AML"). This role plays a crucial role supporting project management and execution, including supervising and managing a team… more
- City of New York (New York, NY)
- …for inspections and enforcement. In addition to landside inspections, the Building and Compliance Associate Inspector may be required to do waterside inspections ... inspections reports, close-outs and issuance of certificates of completion, compliance and records management , and reports preparation....legal counsels, the Inspector would assess the need to issue a Vacate'- or Stop Work'- Orders (SWO) and… more
- JPMorgan Chase (Jersey City, NJ)
- …spectrum and across all our divisions: Global Finance, Corporate Treasury, Risk Management , Human Resources, Compliance , Legal, and within the Corporate ... risk strategy. As a Tech Risk & Controls Senior Associate in (Insert LOB and/or Sub LOB), you will...management of technology-aligned aspects of Governance, Risk, and Compliance in line with the firm's standards. Leverage your… more