- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of... team, the candidate will focus on audits of Financial Crimes Compliance including audits related to… more
- TD Bank (Charlotte, NC)
- …to pursue certification + Travel 25% or more **Preferred Experience:** CAMS/CFE certification Financial Crimes audit experience, in financial services ... scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …onboarding and orientation to new hires. Preferred experience: CAMS or CFE certification Audit experience in Financial Crimes /AM **Who We Are:** TD ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager...is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing ... functional corporate areas. The job will also oversee the Audit team performing the audits. **Depth & Scope:** +...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Contributes to the Audit planning ... process for specific businesses/ functional units, including audit plans, resource requirements and budgets + Has overall...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- US Bank (Charlotte, NC)
- …Compliance and Audit , to recommend and influence solutions to mitigate Financial Crimes Compliance risks, including AML and Economic Sanctions. Further, the ... ("Lead Analyst") is responsible for the administration and execution of Financial Crimes related testing activities (including Anti-Money Laundering (AML)… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Executive - Global Wealth and Investment Management Front Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey ... - GWIM will be responsible for overseeing the Global Financial Crimes Risk program for Merrill Lynch...effective processes across GWIM FLUs. This person will manage Audit and Regulatory Exam responses and manage Monitoring &… more
- Truist (Charlotte, NC)
- …and understanding of how changes in those regulations or compliance requirements affect Financial Crimes . + Thorough working knowledge of the risk indicator ... related training. + Three - Four years of banking, financial industry or related experience; preferably in a branch,... industry or related experience; preferably in a branch, audit , compliance or lending-related area. + Strong knowledge and… more
- Wells Fargo (Charlotte, NC)
- …individual's responsibility will likely include credit origination and forecasting models, financial crimes models and models utilizing artificial intelligence. ... **About this role:** The Wells Fargo Model Risk Audit Team is seeking an experienced manager...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- US Bank (Charlotte, NC)
- …credit rating assignments, problem loan management, etc.). This role also supports the CAS Senior Audit Manager - Credit Risk and CAS Senior Audit Manager ... excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager...of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit ... where USB owns a majority (controlling) interest. The Senior Audit Manager supports the assessment of the...of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately… more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...excel at-all from Day One. **Job Description** The Corporate Audit Services Audit Project Manager … more
- Wells Fargo (Charlotte, NC)
- **About this role:** The Audit Manager at Wells Fargo is an Individual Contributor role with no direct reports. The officer title associated with this role is ... Group (ETAG) is looking to fill an IT Audit Manager , Executive Director position within their...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager , Executive Director who will focus on leading and executing QA reviews and monitoring and validation ... activities. The Audit Manager at Wells Fargo is an...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Data Analytics Audit Manager , VP as part of our Wealth and Investment Management (WIM) Audit Innovation & ... Analytics team. The Audit Manager at Wells Fargo is an Individual Contributor role...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Data Analytics Audit Manager , Executive Director as part of our Wealth and Investment Management (WIM) Audit ... Innovation & Analytics (AIA) team. The Audit Manager at Wells Fargo is an Individual Contributor role...for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes… more
- US Bank (Charlotte, NC)
- …with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...+ Partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Financial Controls Manager to join our...of Finance, Accounting, Analytics, Reporting or Business and Technology Audit experience, or equivalent demonstrated through one or a… more
- Truist (Charlotte, NC)
- …of 10+ teammates, focused on the vision and strategic plan of respective Financial Crimes Investigation (FCI) area(s) under leadership. This role has impact ... training and work-related experience 2. Nine years of managerial banking or financial industry experience; preferably in a branch, audit , compliance or… more