- Comerica (Charlotte, NC)
- Advisor Solutions Due Diligence Manager The Advisor Solutions Due Diligence Manager ("Manager") is responsible for managing a team of associates who as ... maintaining records of any exceptions to programs, completing initial and annual due diligence questionnaires/packets across 140+ Partner firms and Registered… more
- Equitable (Charlotte, NC)
- Product Manager, Broker Dealer ( 240000LM ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-Remote **Organization** : ... the Product Manager include: + Responsible for the initial and ongoing due diligence of complex products including but not limited to alternative investments,… more
- Equitable (Charlotte, NC)
- FIU Enhanced Due Diligence Manager ( 240000NG )...+ 5 years of industry experience in insurance or broker dealer service operations, compliance or audit ... position is based in our Charlotte, NC office. The AML Enhanced Due Diligence Manager ("EDD Manager") will support the maintenance and control design strategy… more