- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...the execution and reviews of ongoing evaluations of the risk and control environment. This individual partners… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... screening issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions to… more
- TD Bank (Charlotte, NC)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Analyst II provides a range of research, guidance, and ... Contribute to the development and implementation of AML/ATF/ Sanctions/ABAC Compliance programs related to all aspects of AML and...aspects of AML and ATF laws. The Financial Crimes Risk Management (FCRM) Know Your Customer (KYC) Program Team… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a Treasury Analyst to support liquidity risk reporting, automation efforts, and data remediation projects. The ideal candidate has a ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Risk Information Technology and Data Analyst is a key member of the ... expertise for resolution and risk mitigation + Manages targeted reviews of internal risk and control assessments on current and/or emerging IT and Data risks… more
- Insight Global (Charlotte, NC)
- …risk planning documents Assist in planning and executing activities related to risk , control , compliance and internal audit internal stakeholder ... Risk & Assurance professionals in performing information technology control and security engagements. Key Responsibilities Providing subject matter expertise,… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... design, data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... + Bachelor's degree and six (6) years of experience in compliance , quality assurance/ control , audit, or other related compliance function specific to… more
- City National Bank (Charlotte, NC)
- …are documented in line with the standards * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key Risk ... across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices....Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- Wells Fargo (Charlotte, NC)
- …Regulatory Reporting) and strategic planning for on-going business process automated control compliance with COSO policies (proactive anticipation of internal ... this role:** Wells Fargo is seeking a Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise...of business process automated controls in scope for financial, risk , and regulatory reporting + Assessing compliance … more
- Wells Fargo (Charlotte, NC)
- …+ Provide information security consultation for all aspects of information security compliance policy, risk management, and remediation + Direct information ... or on material changes to an asset to influence control decisions + Provide consulting on security risk...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst ") is ... responsibilities include: (i) partnering with fiduciary Business Lines (BL) and other Risk , Compliance , and Audit Professionals to help create, implement,… more
- Wells Fargo (Charlotte, NC)
- …remediation and control enhancements. The ideal candidate has a strong risk mindset, advanced excel skills, experience with SQL, and enjoys working with data. ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- City National Bank (Charlotte, NC)
- …meet quality, scalability, and risk management goals. The Business Process Analyst Lead will work with Business Control Officers (BCOs), outside consultants, ... *BUSINESS PROCESS ANALYST LEAD* WHAT IS THE OPPORTUNITY? The Process...years in operations, risk management, quality assurance, compliance , or an internal control /audit capacity *Skills… more
- City National Bank (Charlotte, NC)
- … Risk Manager, this colleague is responsible for carrying out regulatory/ compliance issuance monitoring, risk assessments, and internal controls testing ... as necessary. What you will do * Carries out regulatory/ compliance issuances monitoring, risk assessments, and internal...control environment, under the guidance of the BSA Risk Manager. * Analyzes and escalates issues and concerns… more
- Bank of America (Charlotte, NC)
- …small team of analysts or own key reports and or processes. Strong finance, risk or compliance background with quantitative skills preferred. Global Markets ... Reporting & Governance Sr Analyst Charlotte, North Carolina;Jersey City, New Jersey **Job...metrics. Ensures that the team produces regulatory and economic risk capital reports and data inputs respectively. Produces regularly… more
- Bank of America (Charlotte, NC)
- …and governance and control functions; and manages an attestation process to ensure compliance with the Enterprise Model Risk Policy. The MRM Market Risk ... Senior Quantitative Financial Analyst New York, New York;Jersey City, New Jersey;...and complex modeling projects for specific business units or risk types. Key responsibilities include leading the development of… more
- US Bank (Charlotte, NC)
- …Assurance (CQA) Lead Analyst is responsible for leading and executing compliance related testing activities within the Independent Risk Review and Assessment ... roles and responsibilities include partnering with the business lines and other Risk , Compliance , and Audit Professionals to help create, implement, maintain,… more
- Bank of America (Charlotte, NC)
- …utilization across the organization and providing input into process and control designs, operational risk mitigation, issue management, automation, and ... Liquidity Senior Analyst - Traded Products Liquidity Management Charlotte, North...tracks and monitors issues to ensure adherence with policies, risk standards, and compliance with internal and… more