- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of brokerage, investment advisory, institutional capital markets ... The ideal candidate will perform the following essential functions: + Conduct compliance testing of the business line's brokerage, investment advisory,… more
- US Bank (Charlotte, NC)
- …what you excel at-all from Day One. **Job Description** Conduct regulatory compliance testing of capital markets, swap dealer, Municipal Securities Rulemaking ... the Corporate & Commercial Banking (CCB) business line. Assess the business line's compliance with CFTC, FINRA, MSRB, OCC and SEC requirements and the adequacy of… more
- US Bank (Charlotte, NC)
- … Quality Assurance (CQA) Analyst is responsible for supporting the Lead Analyst with executing compliance related testing activities within the ... and responsibilities include partnering with the business lines and other Risk, Compliance , and Audit Professionals to help create, implement, maintain, review, and… more
- Citigroup (Charlotte, NC)
- The Senior Lead Analyst - Stress Testing End-to-End Coverage supports the engagement with specific workstreams and business stakeholders in the end-to-end stress ... testing process. Develops and strengthens relationships with key stakeholders....and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate function. ... compliance monitoring. Prepare detailed reporting on monitoring and testing results with attention to accuracy, timeliness and issues escalation. Assist… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...monitoring and testing program to ensure effective compliance with all applicable laws and regulations + Gathers… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function ... impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with...monitoring and testing program to ensure effective compliance with all applicable laws and regulations + Gathers… more
- Ascensus (Charlotte, NC)
- …compliance issues related to qualified plans + Is responsible for plan administration, compliance and testing for identified blocks of business + Tracks and ... teams. Learn more at FuturePlan.com. **Section 1: Position Summary** Compliance position that has an advanced understanding of all...+ Minimum 5 years of hands on Retirement plan testing experience is a must; 8+ years is preferred… more
- TD Bank (Charlotte, NC)
- …screening issues, including list management and rules + Proactively identify regulatory compliance and operational issues with the lists and implement solutions to ... Manage multiple projects + Conduct remediation exercises + Perform sanctions controls testing respective to list updates + Participate in ad-hoc projects and… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Compliance Quality Assurance (CQA) Lead Analyst ("Lead Analyst ") is ... BL and Risk Management groups to recommend and influence solutions to mitigate compliance risks, and (v) effectively communicating testing results to the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Analyst within the Enterprise COSO testing team. The Enterprise Finance function contains the ... Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O. Enterprise COSO...scope for financial, risk, and regulatory reporting + Assessing compliance with Well Fargo & Company's COSO based policies… more
- Honeywell (Charlotte, NC)
- Senior Benefits Analyst - Canada & US Pension & 401k We are looking for an experienced, data-driven Sr. Benefits Analyst to manage our Savings, Retirement and ... Pension program administration, providing accurate reviews and outputs in compliance with plan rules, funding, legislative requirements, and internal practices in… more
- Motion Recruitment Partners (Charlotte, NC)
- …as updates are made to data components. + Support efforts to ensure testing completeness and compliance with project deadlines. Qualifications: + Hands-on ... QA Analyst Charlotte, North Carolina **Hybrid** Contract $41.06/hr -...discrepancies in large data sets. + Familiarity with QA testing tools and methodologies. + Basic knowledge of database… more
- Truist (Charlotte, NC)
- …and its subsidiaries (eg Truist Bank, Truist Securities) by maintaining compliance with Truist's liquidity risk appetite. Furthermore, the Liquidity Risk Management ... may change from time to time. The Liquidity Risk Analyst I role within the Liquidity Risk Management Team...the Investment Securities Portfolio team to complete HQLA monetization testing . 8. Assist with the monthly Internal Liquidity Stress… more
- SMBC (Charlotte, NC)
- …with Sprint Releases. + Coordinate UAT around defects in partnership with the Testing team. ** Compliance and Audit:** + Monitor, evaluate, and execute audit ... life. **SUMMARY:** We are seeking a highly skilled Systems Analyst with extensive experience in the FIS MBP ecosystem...processes to ensure compliance with organizational standards and regulations. **Agile Practices:** +… more
- Honeywell (Charlotte, NC)
- Lead Data Management Analyst - Program Data Lead Data Management Analyst Lead responsible for driving data transformation and migration for ERP deployments. The ... Data Management Analyst Lead is responsible to provide leadership, data functional...estimates for enhancement efforts + Drive data related development, testing and deployment deliverables + Partner with other data… more
- Bank of America (Charlotte, NC)
- …us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst to conduct independent review and testing of wide variety ... Senior Quantitative Finance Analyst New York, New York;Jersey City, New Jersey;...thought leadership and hands-on expertise in methodology, techniques, and compliance with model risk management guidelines. **The position will… more
- Huntington National Bank (Charlotte, NC)
- …report filings and internal management reporting and analytics. The Finance Data Analyst Sr role utilizes technical and analytical skills to analyze large data ... segment data integrity across multiple systems and platforms. The Senior Financial Analyst will examine data and variances, build out and enhance data management… more
- City National Bank (Charlotte, NC)
- …* Coordinate 2LOD Review & Challenge interactions with LOB, engage with 2LOD Compliance Testing (including RBC) to provide sufficient guidance and support during ... *BUSINESS CONTROLS ANALYST SENIOR* WHAT IS THE OPPORTUNITY? This position...detective controls relating to Entertainment Banking activities (focus on Compliance -related controls) * Coordinate with 1st LOD Testing… more