- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting aligned to… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Specialist , Senior RCSA Manager** is a leadership position. The successful ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... Senior Risk & Business Control Specialist Charlotte,...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At ... **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational...+ Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …the ability to recognize all risk categories including credit, market, operational , and compliance . **Responsibilities:** + Work with the Regulatory Issue ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... partners across the organization. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- US Bank (Charlotte, NC)
- …you excel at-all from Day One. **Job Description** The Investment Compliance Specialist will provide investment compliance risk oversight and credible ... relationship with their assigned Line of Business, Legal, and other Risk / Compliance /Audit professionals. + Collaborate with other stakeholders to identify,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …security, interest rate, liquidity, market, model, operational , regulatory compliance , reputation, strategic, and technology risk . The group provides ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Robert Half Technology (Charlotte, NC)
- … and control frameworks. The ideal candidate will have a strong background in operational risk , internal audit, or compliance within the financial services ... join our team as a Technology Control and Monitoring Specialist . In this role, you will oversee the execution...services industry, with 2+ years in operational risk management, internal audit, or compliance roles… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist in Agency Services as a part of Commercial...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Fargo is seeking a Senior Commercial Mortgage Loan Administration Specialist **In this role, you will:** + Lead or...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist in Agency Services as a part of Commercial...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North...task management, resources, risks/dependencies **Skills** + Business Controls + Compliance + Audit + Risk Management +… more