- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... a difference. Join us! **The team** The NFRR EAC has enterprise-wide responsibility for Compliance & Operational Risk (C&OR) coverage of regulatory reporting… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Technology Analyst ("Analyst")...include working with the business lines and other Technology, Risk , Compliance , and Audit professionals across the… more
- City National Bank (Charlotte, NC)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Truist (Charlotte, NC)
- …(EOS) Operational Resilience as required by enterprise policy and Enterprise Risk Management programs. The Operational Resilience Business Unit (BU) is ... and Testing , and Enterprise Incident Management, working to mitigate operational disruptions and enable Truist to scale our responses through business readiness… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)...a fast-paced and dynamic environment + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk… more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- TD Bank (Charlotte, NC)
- …identification and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- Bank of America (Charlotte, NC)
- …for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and ... + Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management… more
- US Bank (Charlotte, NC)
- …(FRR) Capital Management team performs independent review of the regulatory capital, Risk Weighted Asset (RWA) calculation, stress testing and capital planning ... alignment with industry practices. Partners with Treasury, Regulatory Reporting, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to create,… more
- Truist (Charlotte, NC)
- …plays a significant role in optimizing business processes and implementing enhancements for compliance and risk management within the Legal Department. The role ... sharing, mentoring, and training. 10. Stay abreast of industry trends related to operational efficiency, risk management, and legal operations. 11. Support, and… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... risk management procedures and standards + Conducts execution of risk framework activities including independent monitoring and testing of controls… more
- Bank of America (Charlotte, NC)
- …the ability to recognize all risk categories including credit, market, operational , and compliance . **Responsibilities:** + Work with the Regulatory Issue ... thresholds within the defined corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of… more
- ManpowerGroup (Charlotte, NC)
- …with Risk Control Self-Assessment (RCSA) activities and concepts. + Strong operational , compliance , or audit risk management experience in financial ... Chief Operating Officer (COO) department, this role will provide crucial support to operational risk management efforts. The ideal candidate will possess strong… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... thresholds within the defined corporate standards, assisting in conducting execution of risk framework activities including independent monitoring and testing of… more