- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... will act as team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:** + Provide oversight and governance… more
- City of New York (New York, NY)
- …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...lead , and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Citigroup (New York, NY)
- …on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and covers the FDC ... Serves as a senior function/business/product compliance risk officer for Independent ...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,… more
- Citigroup (New York, NY)
- …including coordinating the implementation of new regulatory requirements. + Designing and lead compliance and control reviews. + Partnering with other ICRM ... The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM teams and global… more
- Trexquant Investment (Stamford, CT)
- …professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, overseeing ... environment where technology, finance, and regulatory oversight converge. Responsibilities + Lead compliance oversight for our SEC-registered investment adviser… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- City of New York (New York, NY)
- …with the PREA Executive Director and Executive Director of detention facilities to ensure compliance with the Prison Rape Elimination Act standards - Lead and ... - Provide training to staff pursuant to the ACS/DYFJ PREA policy and standards - Lead Sexual Abuse Incident Review meetings at the end of investigations - Assist the… more
- Citigroup (New York, NY)
- The Internal Comms Sr. Lead Analyst is a professional accountable for complex/critical/large professional disciplinary areas. Requires a comprehensive understanding ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Wells Fargo (New York, NY)
- …empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our ... FICC Trade Surveillance + Manage key relationships with Business Heads, Desk Heads, Compliance , COO and CIB Control for Rates + Represent Trade Surveillance on… more
- Wells Fargo (New York, NY)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer within the Corporate & Investment Banking (CIB) Control ... metadata about systems, business or data elements, or data-related controls + Lead control assessments and perform walkthroughs of controls with control owners to… more
- JPMorgan Chase (New York, NY)
- …retail and corporate environments in North America. As a Corporate Security Shift Officer within the Global Security team, you will be responsible for ensuring the ... skills will be essential in this role. Job Responsibilities: + Supervise and lead a team of security guards, providing guidance, training, and support. + Develop… more
- MTA (Jamaica, NY)
- Agency Chief Equal Opportunity Officer - LIRR Job ID: 8793 Business Unit: MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular ... 2024 Description JOB TITLE : Agency Chief Equal Opportunity Officer - LIRR SALARY RANGE : $165,000 - $175,000...Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily… more
- JPMorgan Chase (Uniondale, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President in the Key Relationship Group, you will ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan ... >$10 million of EBITDA and $100 million-$2 billion of revenue. * Lead the wing-to-wing underwriting process including proposal letter preparation, due diligence,… more