- TD Bank (New York, NY)
- …for the US Compliance Department, the US CCO and the Compliance Executive Team** **The Audit and Exam Management team of US Compliance Operations and ... **Centralized policy and reports inventories** + **Internal Audit , regulatory exam , and ongoing supervision management , finding tracking, and remediation… more
- Scotiabank (New York, NY)
- Senior Manager , Exam and Issue Management... (eg, execution tracking, risk evaluation, escalation, reporting) + Audit or Exam Management (eg, ... US Operational Risk Group, Compliance and other US control functions, supporting IT regulatory/ audit exams and remediations and issue management across the US… more
- American Express (New York, NY)
- …and geographies. The Senior Manager , US Consumer Services Governance will lead Exam Management and Risk Oversight: + Lead the day-to-day external exam ... reporting. US Consumer Services is looking for a Senior Manager of Governance focused on ensuring control management...in operational risk management (eg, within Risk, Exam Management and/or Internal Audit … more
- TD Bank (New York, NY)
- …Global Internal Audit (IA) Division and is responsible for the overall management of Internal Audit regulatory requests as well as ensuring proper response ... reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager...+ 7 years related experience required, preferably in Risk Management , Regulatory, or Audit in the financial… more
- American Express (New York, NY)
- … Manager Governance will:** + Support the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data request ... adherence to operational risk procedures and standards; Supporting the operational risk exam management processes + Strong analytical and problem-solving skills,… more
- Scotiabank (New York, NY)
- …peers within compliance. **What You'll Bring** + A minimum of 5 years of compliance, audit or regulatory exam support experience with at least 3 of which should ... Manager , Compliance Testing **Requisition ID:** 214386 **Salary Range:**...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- Scotiabank (New York, NY)
- …efficient testing and reporting experience. **What You'll Bring** + 5-7 years of compliance, audit or regulatory exam support, at least 3 of which should involve ... Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:**...a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- TD Bank (New York, NY)
- …years experience **Preferred Skills:** + Interpersonal skills, presenting/ reporting for senior management audiences, Audit or regulatory exam experience a ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Strategic Support Specialist role is part of a US… more
- Deloitte (Stamford, CT)
- …for this role ends on May 31, 2025 What You'll Do As a Senior Manager within the Multistate Tax Investment Management group, you will identify effective state ... Are you a strategic and creative Multistate Tax Investment Management professional who loves solving complex state and local...We are looking for a sharp, analytical Tax Senior Manager who is ready to seek and take-on new… more
- MUFG (New York, NY)
- …and collaborate with the second line of defense and legal teams to finalize management responses to regulatory exam findings. - Provide primary coverage for SLoD ... provide more details. We're searching for an Information Risk Manager to support the Information Technology & Operations Risk...in IT management , technology or operational risk management , technology audit or related role, including… more
- American Express (New York, NY)
- …the Customer Remediation Strategy Team. + Support the day-to-day internal and external exam management process, including Second Line and IAG reviews and ... and Execution Team is looking for a Quality Assurance Manager to review performance of risk management ...**Minimum Qualifications** + Bachelor's Degree + Experience in risk management , compliance, quality assurance, or audit (risk… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... FFIEC) and drive T&I remediation improvements. * Lead engagement with internal audit , external regulators, and business units to ensure strong risk oversight and… more
- City of New York (New York, NY)
- …within budget, and within the timeline established in the contract, - Management and supervision of construction management consultants, and construction ... contractors in the daily implementation of project construction, - Management of field operations, schedules, and controls, change orders, payments, and resolution… more
- Citigroup (New York, NY)
- …Risk Event management including Escalation, and Internal & External Audit exam participation for Markets Operations globally. Partnering with Markets ... on process improvement, creating efficiencies, and ensuring proactive approach and partnership to audit management + Has the ability to operate with a limited… more
- TD Bank (New York, NY)
- …regulatory initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related ... the state of Surveillance program to the Board, senior management , and regulators, as needed, and and effective check...addressed (ie, oversee progress of all internal and/or external audit issues relating to Surveillance with key stakeholders). +… more
- Bank of America (New York, NY)
- …for efficient and effective processes across GWIM FLUs. This person will manage Audit and Regulatory Exam responses and manage Monitoring & Testing Inventory ... Global Financial Crimes Executive - Global Wealth and Investment Management Front Lines New York, New York;Charlotte, North Carolina; Pennington, New Jersey **Job… more
- TD Bank (New York, NY)
- …management in delivery of initiatives related to risk assessment, internal/external exam support, etc. Financial Crime Risk Management (FCRM) Business ... specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Analyst role contributes… more
- City of New York (New York, NY)
- …Avenue, LIC, NY 11101 Only candidates who are permanent in the Construction Project Manager title or those who are reachable on the Open-Competitive List ( Exam ... an interview. The Department of Design and Construction, Engineering Audit Office seeks an Auditor. With latitude to exercise...or fax your resume to DDC directly. CONSTRUCTION PROJECT MANAGER - 34202 Qualifications 1. A four-year high school… more
- City of New York (New York, NY)
- …Ave, LIC, Queens 11101 Only candidates who are permanent in the Construction Project Manager title or those who are reachable on the Open-Competitive List ( Exam ... an interview. The Department of Design and Construction's Engineering Audit Office seeks an Auditor. Reporting to the Deputy...or fax your resume to DDC directly. CONSTRUCTION PROJECT MANAGER - 34202 Qualifications 1. A four-year high school… more
- TD Bank (New York, NY)
- …is also responsible for working with cross-functional teams (Compliance, Technology, Business, Audit , Model Risk Management ) to ensure accurate implementation of ... methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts… more