- Bloomberg (New York, NY)
- …the Risk and Compliance Policy Officer, you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance ...work creatively and efficiently, to assist with building a policy programthat's practical, risk -focused, and conscious of… more
- S&P Global (New York, NY)
- …significant data & technology matters & initiatives. The role will also represent the S&P Global Ratings Compliance & Risk department in divisional and cross ... Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely...trading. The Policy is designed to promote compliance with global regulations. In some Divisions,… more
- Citigroup (New York, NY)
- …+ Performing complex analyses of comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and ... Serves as a senior compliance risk officer for Independent ...program framework. This role will be part of the Global Privacy and Responsible Data compliance team… more
- AON (New York, NY)
- …and impactful solutions through Aon Business Services. As Senior Director, Legal, Compliance and Risk Enterprise Business Services, you will report directly ... our colleagues and clients succeed. Your Impact as a Senior Director, Legal, Compliance and Risk Enterprise Business Services As the Senior Director, Legal,… more
- American Express (New York, NY)
- …and manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...Leadership: Develop and maintain a comprehensive governance framework for compliance risk management within the second line… more
- Insight Global (New York, NY)
- …keep, and process your private information, please review Insight Global 's Workforce Privacy Policy : https://insightglobal.com/workforce-privacy- policy / . ... using risk management and control systems and tools. Key Competencies: - Risk Management - Regulatory Compliance - Process Improvement - Analytical Thinking… more
- American Express (New York, NY)
- …Reporting and Program Oversight within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial services ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...processes are embedded in the organization's operations. Key Responsibilities: Compliance Risk Committees and Reporting + Oversee… more
- Citigroup (New York, NY)
- …of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a ... accuracy of the implementation of the Control Framework, including Risk Control Policy , Control Standard, Issue Management...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- American Express (New York, NY)
- …define your own path. Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk ... you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...risk awareness and proactivity around regulatory matters. The Compliance Risk Management team facilitates and monitors… more
- American Express (New York, NY)
- …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... as the primary lawyer advising the Credit and Fraud Risk (CFR) organization on modeling, Artificial Intelligence (AI), decision...of matters and working seamlessly with colleagues on a global basis. This role will report to the Managing… more
- TIAA (New York, NY)
- …facilitating CRCO communications and 4) in addition to expense management, collaborate with Law & Policy and Risk & Compliance leadership teams to manage the ... **Chief Administrative Officer, Risk & Compliance ** This job reports to the Chief Risk & Compliance Officer (CRCO) and serves as the primary liaison… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Santander US (New York, NY)
- VP, Global Business Line Compliance Advisory (SCIB) New York, United States of America USA Job Family Description: Monitors activities to minimize the company's ... or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues... brand more widely. + Work collaboratively with the Global advisory teams including Group Compliance where… more
- Amazon (New York, NY)
- …to mitigate risk . Key job responsibilities * Lead development or revision of global policy guidelines for all content on PV to build a trustworthy customer ... ambitious goals. Prime Video is looking for a Principal Global Content Policy Manager to join its...industry experience working in content policy , public policy , policy communications, content compliance ,… more
- Citigroup (Queens, NY)
- …of leadership experience in large global financial firms. + Deep global risk assessment and mitigation leadership experience across investments (including ... and insurance processes around client suitability, transaction related controls and compliance with policies and applicable global / local regulations. +… more
- Citigroup (New York, NY)
- …business on compliance with regulatory changes. + Coordination with Independent Compliance Risk Management (ICRM), Operational Risk Management (ORM) and ... of end-to-end risk management oversight and Change Management oversight for Global Core Accounts Transformation. This role also works closely with the Core… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook, and ... of defined policies and common standards, including the IT Risk Management Policy and Framework. + Work...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF… more
- Citigroup (New York, NY)
- …Group Manager** will report into the head of the newly formed **Markets Ops COO Global Risk Identification and Monitoring team** which serves as a driving force ... framework across Markets Operations. **Responsibilities:** + **Gather and analyse data, providing risk reporting for the Markets Operations global monthly and… more
- Citigroup (New York, NY)
- …a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy . + Ensure adherence to the Citi Operational Risk ... approaches and strategies for the area. Responsibilities: + Assist the Business in key risk policy adherence and monitoring. + Keep the Business aware of the… more
- Citigroup (New York, NY)
- …exist. + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Take ownership to ... across the firm and develop a keen understanding of Global Market Risk processes and controls. +...identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more