- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help management… more
- Morgan Stanley (Purchase, NY)
- …with Stakeholders* o Work closely with internal teams such as Audit and Compliance Testing to address questions about business processes and controls. Provide ... **Job:** ** Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3263190* more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones ... Indices (SPDJI) division. As a Compliance Director, you'll play a pivotal role in our global compliance team, ensuring that our Compliance Program for the… more
- S&P Global (New York, NY)
- …We are looking for a pro-active and forward-thinking Business Information Security Officer that is well versed in information security management principles and ... driving security practices within the business unit. As the Business Information Security Officer , you will be the Cyber Security & Assurance primary point of… more
- Morgan Stanley (New York, NY)
- …Client Onboarding & Due Diligence (COBDD) Chief Administration Office Director in Wealth Management Operations to provide support across the COBDD organization and ... . Lead in process improvement, project management or technology development and testing across multiple teams and/or divisions . Analyze and expose ambiguous,… more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 68 **Function:** Advisory...our people are our number one priority. With a wealth of learning and career development opportunities, a world-class… more
- Morgan Stanley (Purchase, NY)
- …is adequate. * . *Examination Management*- Assist in coordination with internal/external auditors, compliance and central RCSA testing teams to ensure that the ... Morgan Stanley Wealth Management provides access to a wide range...the status of open risks identified by internal/external audit, compliance and central RCSA testing teams and… more
- Morgan Stanley (Short Hills, NJ)
- …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision, management of Service Associates ... inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by overseeing the execution of… more
- Scotiabank (New York, NY)
- …strategic initiatives. + Lead and assist in design and operating effectiveness testing to verify the adequacy of controls over Finance activities (specifically, ... control under GAAP and IFRS. + Act primarily as Officer in Charge (OIC) for assigned projects, processes, and...the audit and ensure the nature and extent of testing are appropriate to support the objective, scope, and… more
- Scotiabank (New York, NY)
- …This role contributes to the overall success of the Office of the Chief Operating Officer in the United States and the US Operations of the Bank of Nova Scotia. ... for critical processes, application and vendors across all US BCPs Facilitate Testing : + Help coordinates the US semi-annual bank-wide notification exercises + Help… more
- Scotiabank (New York, NY)
- …and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. **What You'll Do** + ... and knowledge. + Acts primarily as Team Participant or Officer in Charge (OIC) for assigned projects, processes, and...the audit and ensures the nature and extent of testing is appropriate to support the objective, scope, and… more
- Scotiabank (New York, NY)
- …systems and knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in trading ... operational resilience, and business continuity. + Act as an Officer in Charge (OIC) for assigned projects. Execute on...such as COEs, regional audit teams including Capital Markets, Compliance , Risk Management, and IT to develop a stronger… more