- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Bank of America (Phoenix, AZ)
- …(GBS) associates. The Test Automation team is responsible for developing Regulatory Risk and Compliance testing Automation. Senior Automation Lead will ... Senior Test Tools and Automation Lead Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- Highmark Health (Phoenix, AZ)
- …, sub- regulatory , and licensing / accreditation requirements from the Regulatory Guidance team;. Translate and communicate compliance requirements into ... that apply to complex information sets in order to make logical and supported risk & regulatory implementation recommendations. + Other duties as assigned or… more
- USAA (Phoenix, AZ)
- …do:** + Lead and drive solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include oversight ... us so special! **The Opportunity** As a dedicated Business Risk and Controls Advisor Senior , you will...of USAA's risks. You will partner and collaborate with Compliance and Risk Management, as well as… more
- Wells Fargo (Chandler, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and anomalies + Develop Requirements for new metrics + Coordinate responses to regulatory examiners, auditors, and risk management inquiries + Collaborate with… more
- Wells Fargo (Tempe, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **About this role:** Wells Fargo is seeking a Senior Credit Risk Specialist within the company's...management + Interact with Audit, Legal, external agencies, and regulatory bodies on risk related topics **Required… more
- Wells Fargo (Tempe, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Senior Lead Operational Risk Officer in...management. + Be a Subject Matter Expert in related regulatory requirements and current industry trends and risk… more
- PNC (Phoenix, AZ)
- …and have an opportunity to contribute to the company's success. As a Technology Risk Senior Group Manager for the Change and Release Management, Testing and ... risk identification and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit). Oversees and executes… more
- JPMorgan Chase (Tempe, AZ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about... management protocols and control policies and adhering to regulatory requirements. + Maintain clear and concise communications with… more
- Arizona Public Service (Phoenix, AZ)
- Energy Analyst II/ Senior | Energy Compliance Apply now " Date: Aug 26, 2024 Location: PHOENIX, AZ, US, 85004-3903 Company: APS Our present and future success ... Empower Each Other and Succeed Together. Summary Energy Analyst II/ Senior | Energy Compliance A key member...Preferred Skills + Experience in an energy trading environment, Regulatory /Operational Risk is preferred but not required.… more
- Cardinal Health (Phoenix, AZ)
- …with control frameworks (eg, NIST, HITRUST, COBIT, COSO, and ISO) to drive IT regulatory compliance . + Prior experience working with Internal or External Audit ... etc. as well as relevant control frameworks to drive compliance to those regulatory requirements, while working...design and effectiveness testing. + Experience with GRC (Governance, Risk and Compliance ) + Experience in analyzing… more
- MUFG (Tempe, AZ)
- …observations that effectively convey significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while ... (Anti-Money Laundering Act, OFAC Sanctions, Anti-Bribery and Corruption) and or Compliance processes and regulatory requirements. + Possesses strong project… more
- Wells Fargo (Chandler, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... collaborate and consult with peers, colleagues and mid-level to senior managers to resolve issues and achieve goals, integrating...+ 5+ years of Regulatory Relations or Risk Management, includes Regulatory Relations, Compliance… more
- Bank of America (Phoenix, AZ)
- …technical expertise. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... risk management requirements. The Global Financial Crimes (GFC) Regulatory Inventory and Change Management Manager with the GFC...financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior… more
- SRP (Phoenix, AZ)
- Transmission Compliance & Modeling Engineer 1, 2 , or Senior Location: Phoenix, AZ, US Date: Sep 16, 2024 **Requisition ID** : 17809 **Join us in building a ... efficiencies within the organization + Analyze NERC and WECC regulatory requirements to ensure compliance + Develop...work of the nature defined for the job of Senior Engineer. Promotion to Level 2 requires a minimum… more
- MUFG (Tempe, AZ)
- …controls, and identifying issues resulting from internal and or external compliance examinations + Experience evaluating process documentation, risk , and ... Council (FFIEC), General Data Protection Regulation (GDPR), etc.) + Understanding of the regulatory environment and regulations related to risk , Office of the… more
- MUFG (Tempe, AZ)
- …career. **Details:** + Lead production team to monitor, validate and generate risk and regulatory reports. Produce accurate and standardized attestation evidence ... complex current state system environments and target state for risk and regulatory reporting + Proactively identify...experience equally preferable. + 4+ years of experience in Risk Reporting in the areas of Compliance … more
- Wells Fargo (Chandler, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... appropriate to senior management. + Interface with Operational Business Risk Oversight, Business Aligned Compliance Officer, Evidence Base Control… more
- City National Bank (Phoenix, AZ)
- …performance indicators. + Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and other senior bank management. + Front Line ... candidate will possess a strong understanding of mortgage and HELOC processes, compliance and regulatory lending requirements, attention to detail, and excellent… more
- Bank of America (Phoenix, AZ)
- …**Skills:** + Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + ... the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws,… more