- Grant Thornton LLP (Phoenix, AZ)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Highmark Health (Phoenix, AZ)
- …, sub- regulatory , and licensing / accreditation requirements from the Regulatory Guidance team;. Translate and communicate compliance requirements into ... that apply to complex information sets in order to make logical and supported risk & regulatory implementation recommendations. + Other duties as assigned or… more
- USAA (Phoenix, AZ)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
- PNC (Phoenix, AZ)
- …and have an opportunity to contribute to the company's success. As a Technology Risk Senior Group Manager for the Change and Release Management, Testing and ... risk identification and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit). Oversees and executes… more
- Arizona Public Service (Phoenix, AZ)
- Energy Analyst II/ Senior | Energy Compliance Apply now " Date: Aug 26, 2024 Location: PHOENIX, AZ, US, 85004-3903 Company: APS Our present and future success ... Empower Each Other and Succeed Together. Summary Energy Analyst II/ Senior | Energy Compliance A key member...Preferred Skills + Experience in an energy trading environment, Regulatory /Operational Risk is preferred but not required.… more
- Cardinal Health (Phoenix, AZ)
- …with control frameworks (eg, NIST, HITRUST, COBIT, COSO, and ISO) to drive IT regulatory compliance . + Prior experience working with Internal or External Audit ... etc. as well as relevant control frameworks to drive compliance to those regulatory requirements, while working...design and effectiveness testing. + Experience with GRC (Governance, Risk and Compliance ) + Experience in analyzing… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + ... makes us so special! **The Opportunity** As a dedicated ** Senior Auditor** , you'll execute, identify problems and resolutions...testing Second Line of Defense Compliance and Compliance Testing functions, complaints, and regulatory change… more
- USAA (Phoenix, AZ)
- …do:** + Direct and lead all aspects of multiple initiatives in support of risk and/or regulatory compliance related initiatives including but not limited ... or quality governance. + Apply a comprehensive understanding of risk and regulatory compliance to...lead project team from concept through implementation. + Counsel senior management on the status of their control environment… more
- Wells Fargo (Phoenix, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Experience testing policy and procedures/control testing + Knowledge and understanding of regulatory compliance requirements + Ability to support many high… more
- USAA (Phoenix, AZ)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... reports and communications and may present to governance committees, senior leaders, regulatory bodies and the USAA...compliance with SR 11-7, ASOP 56, and other regulatory frameworks. + Expert level knowledge to oversee the… more
- USAA (Phoenix, AZ)
- …Opportunity** As a dedicated Fraud Governance Advisor Senior , you will promote risk and compliance -awareness and the overall effectiveness of risk and ... management initiatives within the business. + 4 years of fraud, compliance , risk , audit, or regulatory related experience with accountability for projects,… more
- City National Bank (Phoenix, AZ)
- …performance indicators. + Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and other senior bank management. + Front Line ... candidate will possess a strong understanding of mortgage and HELOC processes, compliance and regulatory lending requirements, attention to detail, and excellent… more
- PNC (Phoenix, AZ)
- …execution. Serves as a senior risk advocate for the risk management program, process owner and/or regulatory relationship liaison. + Establishes the ... enhances existing programs to support the business(es) in managing risk while meeting business and regulatory expectations.... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- City National Bank (Phoenix, AZ)
- …RISK ANALYST SR - GOVERNANCE & OVERSIGHT** **WHAT IS THE OPPORTUNITY?** The Senior Cyber and Technology Risk Analyst will providing independent and objective ... functional expertise, strategic direction, and execution rigor to significant operational risk remediation activities. This role is responsible for challenging the… more
- American Express (Phoenix, AZ)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... multiple business areas including integrated audits that consider financial, operational, compliance and technology risk . + Effectively coach, teach, mentor… more
- Dignity Health (Phoenix, AZ)
- …Manuals of Operations (MOPs). In summary this position is accountable to ensure ongoing regulatory compliance throughout the conduct of clinical trials at both a ... opportunities? Join the Barrow Neurological Research Team as a Clinical Research Regulatory Project Manager!** **This position will be responsible for steering the … more
- USAA (Phoenix, AZ)
- …The ideal candidate will have a strong background in risk and compliance acumen, an in-depth understanding of the regulatory environment, passion for ... events. + Serves as the point of contact for senior risk leadership on projects and special...in lieu of a degree. + 8 years of risk management, regulatory or operations experience in… more
- PNC (Phoenix, AZ)
- …of risk strategies and program execution. May manage manager(s) and serves as a senior risk advocate for the risk management program. + Establishes the ... enhances existing programs to support the business(es) in managing risk while meeting business and regulatory expectations.... expertise while working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Wells Fargo (Phoenix, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... regulatory requirements **Required Qualifications:** + 7+ years of Risk Management or Financial Services Industry experience, or equivalent experience… more
- Wells Fargo (Phoenix, AZ)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... forecast, budget development, and continuous improvement of engineering practices + Ensure compliance and risk management requirements for supported area are… more