- TIAA (Dallas, TX)
- …and managing all aspects of TIAA's Marketing and Communications Compliance program. The Managing Director and team play a critical role in ... materials. + Accountable for the execution of the annual Compliance Risk Assessment for the marketing function....anchored by industry leading practices to define scope of marketing materials and communications that require pre-use… more
- Nuveen Investments (Dallas, TX)
- The position is responsible for leading and managing all aspects of Nuveen's Global Marketing Compliance program. The MD and team play a critical role in ... is anchored by industry best-practices to define scope of marketing materials and communications that require pre...review. + Manage a team of 8-12 geographically dispersed Marketing Compliance professionals based in the US… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** ** Managing Director , Schwab Advisor Family Office** Reporting to the Managing Director , Advisor Services, Chief Client Officer, the ... Managing Director , Schwab Advisor Family Office will be responsible for...to clients, prospects and the industry. In addition, the MD will have leadership oversight for the delivery of… more
- MUFG (Dallas, TX)
- …measurement systems for the department under the general guidelines provided by the Managing Director . + Face customers to 1) maintain relationship and accounts, ... . + Perform and coordinate other duties and projects as assigned by Managing Director or Senior RMs. **Qualifications:** + Bachelor's degree in… more