• Broker Dealer Advisory

    NatWest Markets (Stamford, CT)
    Broker Dealer Advisory - VP Stamford,United States Permanent Full Time \#R-00246157 Our people work differently depending on their jobs and needs. From ... the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory ...team andcross-functionally. The ideal candidate will have experience with broker - dealer and swap dealer rules… more
    NatWest Markets (01/04/25)
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  • Senior Accountant Policy Specialist - Vice

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** SMBC is seeking a Vice President , Accounting Policy Specialist. The Vice President ... Americas Holdings, Inc. and its US subsidiaries (including a broker dealer , lessor entities, swap dealer...and a half years of public accounting experience (accounting advisory or on call experience is preferred) and expertise… more
    SMBC (01/15/25)
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  • Corporate Compliance Internal Auditor - Financial…

    Mizuho Corporate Bank (New York, NY)
    …to add value and improve Mizuho Bank's US operations including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff ... innovation, project management and talent development. DescriptionUnder the direction of the Vice President , execute a robust audit program including leading the… more
    Mizuho Corporate Bank (01/22/25)
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